Empire State Realty Series ES
ESBA
30 hedge funds and large institutions have $17.8M invested in Empire State Realty Series ES in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 3 closing their positions.
0.11% less ownership
Funds ownership: 2.58% → 2.47% (-0.11%)
6% less funds holding
Funds holding: 32 → 30 (-2)
10% less capital invested
Capital invested by funds: $19.7M → $17.8M (-$1.89M)
29% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 7
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Acadian Asset Management
Boston,
Massachusetts
|
+$237K |
| 2 |
AIM
Acrospire Investment Management
Chicago,
Illinois
|
+$59.3K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$36.5K |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$12K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$5.65K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
-$718K |
| 2 |
Morgan Stanley
New York
|
-$318K |
| 3 |
RC
RegentAtlantic Capital
Morristown,
New Jersey
|
-$210K |
| 4 |
AG
Advisor Group
Phoenix,
Arizona
|
-$127K |
| 5 |
IWMPD
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
-$120K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
KFS
26
Kurt F. Somerville
| $200K | -$19.8K | -1,000 | -9% |
|
27
Royal Bank of Canada
Toronto,
Ontario, Canada
| $177K | – | – | – |
|
|
RWA
28
Ropes Wealth Advisors
Boston,
Massachusetts
| $172K | – | – | – |
|
|
AIM
29
Acrospire Investment Management
Chicago,
Illinois
| $76K | +$59.3K | +3,001 | +384% |
|
|
TIM
30
Tortoise Investment Management
White Plains,
New York
| $43K | – | – | – |
|
|
WAM
31
Wealthspire Advisors (Maryland)
Potomac,
Maryland
| $23K | – | – | – |
|
|
32
Stifel Financial
St. Louis,
Missouri
| – | -$718K | -34,411 | Closed |
|
|
RC
33
RegentAtlantic Capital
Morristown,
New Jersey
| – | -$210K | -10,065 | Closed |
|
|
IWMPD
34
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
| – | -$120K | -5,736 | Closed |
|
ESBA Hedge Fund Activity: Q4 2016 in Review
30 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q4 2016, worth a combined $17.8M — down 9.6% from $19.7M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of ESBA and 1 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 5 added.
The largest buyer was Acadian Asset Management, adding an estimated $237K. The largest seller was Stifel Financial, exiting entirely with an estimated $718K sold.
- 30 institutional investors held Empire State Realty Series ES (ESBA) as of Q4 2016, down from 32 in Q3 2016.
- Funds reported $17.8M of Empire State Realty Series ES stock for Q4 2016, down 9.6% quarter-over-quarter.
- 1 fund opened new Empire State Realty Series ES positions in Q4 2016 and 3 closed out, a net change of -2 holders.
- The largest Empire State Realty Series ES buyer in Q4 2016 was Acadian Asset Management, an estimated $237K added.
- The largest Empire State Realty Series ES seller in Q4 2016 was Stifel Financial, an estimated $718K sold.
Based on aggregated 13F filings for Q4 2016.