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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

Overview Fund Activity

56 hedge funds and large institutions have $242M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+1
Holders Change %
+1.82%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
24
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$13.6M
2
Wells Fargo
2
Wells Fargo
California
$41.3M
3
Morgan Stanley
3
Morgan Stanley
New York
$54.8M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$3.22M
5
UBS Group
5
UBS Group
Switzerland
$19.1M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$24M
2
AI
2
Atria Investments
North Carolina
$0
3
FAAS
3
First Allied Advisory Services
California
$0
4
NPC
4
National Planning Corporation
California
$1.34M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$3M
Name Holding Trade Value Shares
Change 		Shares
Change %
PTC
26
Private Trust Company
Ohio
$927K -$101K -2,724 -10%
GLA
27
Great Lakes Advisors
Illinois
$875K -$5.22K -140 -0.6%
HFS
28
HL Financial Services
Kentucky
$735K -$20.6K -553 -3%
SWP
29
Stratos Wealth Partners
Ohio
$728K -$745 -20 -0.1%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$647K +$123K +3,296 +23%
JPMorgan Chase & Co
31
JPMorgan Chase & Co
New York
$625K -$1.08K -29 -0.2%
SS
32
Simplicity Solutions
Minnesota
$580K +$160K +4,294 +38%
MFS
33
MSI Financial Services
Massachusetts
$545K +$129K +3,478 +31%
DADC
34
D.A. Davidson & Co
Montana
$527K -$16K -430 -3%
PFS
35
Prospera Financial Services
Texas
$525K +$50K +1,342 +11%
TFA
36
Transamerica Financial Advisors
Florida
$436K +$436K +11,709 New
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$423K +$176K +4,717 +71%
CS
38
Credit Suisse
Switzerland
$400K +$400K +10,739 New
US Bancorp
39
US Bancorp
Minnesota
$385K +$263K +7,082 +217%
CWM
40
Concert Wealth Management
California
$343K +$8.65K +232 +3%
SPC
41
Sigma Planning Corp
Michigan
$317K -$40.5K -1,086 -11%
AIM
42
Advantage Investment Management
Iowa
$267K +$216K +5,783 +420%
BTS
43
BB&T Securities
Virginia
$250K -$325K -8,762 -57%
AIM
44
Aspen Investment Management
Michigan
$244K +$244K +6,549 New
VKH
45
Virtu KCG Holdings
New York
$231K -$50.8K -1,366 -18%
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$219K -$249K -6,680 -53%
Citigroup
47
Citigroup
New York
$164K +$7.46K +200 +5%
WA
48
WFG Advisors
Texas
$147K – – –
BFEC
49
Benjamin F. Edwards & Company
Missouri
$95K – – –
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$63K -$11.2K -300 -15%
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