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Invesco Dorsey Wright SmallCap Momentum ETF

45 hedge funds and large institutions have $258M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2013 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 19 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

533% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 3

450% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 4

234% more capital invested

Capital invested by funds: $77.1M → $258M (+$181M)

67% more funds holding

Funds holding: 2745 (+18)

0.21% more ownership

Funds ownership: 63.97%64.18% (+0.21%)

Holders
45
Holders Change
+18
Holders Change %
+66.67%
% of All Funds
1.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
19
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MFS
26
MSI Financial Services
Massachusetts
$832K +$589K +16,629 +282%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$789K +$665K +18,762 +719%
CIBC World Market
28
CIBC World Market
Ontario, Canada
$755K -$29.6K -836 -4%
PTC
29
Private Trust Company
Ohio
$742K +$635K +17,923 +831%
HFS
30
HL Financial Services
Kentucky
$712K +$61.3K +1,729 +10%
VFS
31
VSR Financial Services
Kansas
$683K +$655K +18,488 New
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$682K -$1.42M -40,196 -69%
CA
33
Cetera Advisors
Colorado
$430K +$412K +11,625 New
GLA
34
Great Lakes Advisors
Illinois
$393K +$377K +10,635 New
JP Morgan Chase
35
JP Morgan Chase
New York
$380K +$364K +10,275 New
SAG
36
Sterne Agee Group
Alabama
$341K +$327K +9,237 New
HighTower Advisors
37
HighTower Advisors
Illinois
$340K +$326K +9,204 New
NPC
38
National Planning Corporation
California
$335K +$315K +8,875 New
DADC
39
D.A. Davidson & Co
Montana
$334K +$321K +9,050 New
FAAS
40
First Allied Advisory Services
California
$332K +$318K +8,981 New
OC
41
Oppenheimer & Co
New York
$288K +$276K +7,799 New
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$231K +$222K +6,256 New
NES
43
New England Securities
New York
$198K +$31.4K +885 +20%
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$29K +$27.6K +779 New
LFG
45
LifePlan Financial Group
Ohio
$21K +$19.7K +555 New
RJFSA
46
Raymond James Financial Services Advisors
Florida
-$6.46M -198,370 Closed
HF
47
Hoxton Financial
West Virginia
-$441K -13,541 Closed
Nomura Holdings
48
Nomura Holdings
Japan
-$428K -13,150 Closed
ICAS
49
Investors Capital Advisory Services
Massachusetts
-$270K -8,300 Closed

DWAS Hedge Fund Activity: Q3 2013 in Review

45 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2013, worth a combined $258M — up 234% from $77.1M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new DWAS positions and 4 closed out — a net gain of 18 holders — while 19 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $41.8M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $6.46M sold.

  • 45 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2013, up from 27 in Q2 2013.
  • Funds reported $258M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2013, up 234% quarter-over-quarter.
  • 22 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2013 and 4 closed out, a net change of +18 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2013 was Morgan Stanley, an estimated $41.8M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $6.46M sold.

Based on aggregated 13F filings for Q3 2013.