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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

Overview Fund Activity

45 hedge funds and large institutions have $258M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2013 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 19 increasing their positions, 3 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
+18
Holders Change %
+66.67%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
19
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$76.1M
2
Wells Fargo
2
Wells Fargo
California
$51.3M
3
Bank of America
3
Bank of America
North Carolina
$27.4M
4
LPL Financial
4
LPL Financial
California
$23.7M
5
U
5
UBS
Switzerland
$12.2M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$682K
3
HF
3
Hoxton Financial
West Virginia
$0
4
Nomura Holdings
4
Nomura Holdings
Japan
$0
5
ICAS
5
Investors Capital Advisory Services
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
MFS
26
MSI Financial Services
Massachusetts
$832K 22,523 +16,629 +282%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$789K 21,372 +18,762 +719%
CIBC World Market
28
CIBC World Market
Ontario, Canada
$755K 20,427 -836 -4%
PTC
29
Private Trust Company
Ohio
$742K 20,079 +17,923 +831%
HFS
30
HL Financial Services
Kentucky
$712K 19,265 +1,729 +10%
VFS
31
VSR Financial Services
Kansas
$683K 18,488 +18,488 New
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$682K 18,465 -40,196 -69%
CA
33
Cetera Advisors
Colorado
$430K 11,625 +11,625 New
GLA
34
Great Lakes Advisors
Illinois
$393K 10,635 +10,635 New
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$380K 10,275 +10,275 New
SAG
36
Sterne Agee Group
Alabama
$341K 9,237 +9,237 New
HighTower Advisors
37
HighTower Advisors
Illinois
$340K 9,204 +9,204 New
NPC
38
National Planning Corporation
California
$335K 8,875 +8,875 New
DADC
39
D.A. Davidson & Co
Montana
$334K 9,050 +9,050 New
FAAS
40
First Allied Advisory Services
California
$332K 8,981 +8,981 New
OC
41
Oppenheimer & Co
New York
$288K 7,799 +7,799 New
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$231K 6,256 +6,256 New
NES
43
New England Securities
New York
$198K 5,369 +885 +20%
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$29K 779 +779 New
LFG
45
LifePlan Financial Group
Ohio
$21K 555 +555 New
RJFSA
46
Raymond James Financial Services Advisors
Florida
– – -198,370 Closed
HF
47
Hoxton Financial
West Virginia
– – -13,541 Closed
Nomura Holdings
48
Nomura Holdings
Japan
– – -13,150 Closed
ICAS
49
Investors Capital Advisory Services
Massachusetts
– – -8,300 Closed
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