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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
IAA
26
Independent Advisor Alliance
North Carolina
$468K +$432K +34,785 New
AA
27
AQR Arbitrage
Connecticut
$451K -$135K -10,843 -24%
Vanguard Capital Wealth Advisors
28
Vanguard Capital Wealth Advisors
Colorado
$386K -$62.5K -5,026 -15%
CRC
29
Curi RMB Capital
Illinois
$365K
RJT
30
Raymond James Trust
Florida
$313K +$45.7K +3,679 +19%
GC
31
Guggenheim Capital
Illinois
$246K -$228K -18,380 -50%
RTS
32
Round Table Services
New Jersey
$230K -$34.8K -2,800 -14%
SXL
33
Summit X LLC
Missouri
$158K
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$152K +$2.73K +220 +2%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$151K +$27.2K +2,185 +24%
UBS Group
36
UBS Group
Switzerland
$119K +$11.9K +959 +12%
AWM
37
Avior Wealth Management
Nebraska
$28K +$26.1K +2,100 New
WAP
38
Wealthcare Advisory Partners
Pennsylvania
$15K +$199 +16 +1%
Citigroup
39
Citigroup
New York
$5K
AG
40
Advisor Group
Arizona
$3K
AGM
41
Alpine Global Management
New York
-$316K -26,437 Closed
CCP
42
Clough Capital Partners
Massachusetts
-$213K -17,800 Closed
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
-$130K -10,899 Closed
WAM
44
Wolverine Asset Management
Illinois
-$89K -7,451 Closed
GSWM
45
Golden State Wealth Management
California
-$12K -1,000 Closed
Fidelity Investments
46
Fidelity Investments
Massachusetts
+$12 +1 New