GSWM
DNI

Golden State Wealth Management’s Dividend and Income Fund DNI Stock Holding History

Golden State Wealth Management’s Portfolio DNI Stock Details DNI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-1,000
Closed -$12K – 1077
2019
Q3 		$12K Sell
1,000
-9,345
-90% -$108K ﹤0.01% 723
2019
Q2 		$119K Buy
+10,345
New +$120K 0.04% 310

Other funds holding DNI

WC
Winmill & Co Rochester, New York $347M AUM 37.48% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Golden State Wealth Management's DNI Position: Q4 2019 in Review

Golden State Wealth Management sold out of Dividend and Income Fund (DNI) in Q4 2019, closing a stake of 1,000 shares — an estimated $12K sold.

Golden State Wealth Management first reported a position in DNI in Q2 2019 and held it in 2 quarters. The position peaked at $119K in Q2 2019. 41 funds tracked by Wall St. Rank hold DNI as of Q4 2019.

  • Golden State Wealth Management reported no remaining Dividend and Income Fund position as of Q4 2019 after selling out during the quarter.
  • Golden State Wealth Management sold 1,000 Dividend and Income Fund shares in Q4 2019, an estimated $12K.
  • Golden State Wealth Management first reported a position in Dividend and Income Fund in Q2 2019 and held it in 2 quarters.
  • Golden State Wealth Management's Dividend and Income Fund position peaked at $119K in Q2 2019.
  • 41 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.