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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
MWPCG
26
Measured Wealth Private Client Group
New Hampshire
$414K +$415K +35,880 New
AGM
27
Alpine Global Management
New York
$310K +$311K +26,937 New
RTS
28
Round Table Services
New Jersey
$229K
RJT
29
Raymond James Trust
Florida
$225K
CCP
30
Clough Capital Partners
Massachusetts
$217K
Vanguard Capital Wealth Advisors
31
Vanguard Capital Wealth Advisors
Colorado
$209K +$210K +18,154 New
BFM
32
Boothbay Fund Management
New York
$191K -$54.9K -4,745 -22%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$139K -$289 -25 -0.2%
SXL
34
Summit X LLC
Missouri
$136K -$9.23K -798 -6%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$127K +$128K +11,054 New
GSWM
36
Golden State Wealth Management
California
$119K +$120K +10,345 New
UBS Group
37
UBS Group
Switzerland
$113K -$377K -32,622 -77%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$47K +$4.95K +428 +12%
RIA
39
Realta Investment Advisors
Delaware
$40K +$41.2K +3,560 New
APA
40
American Portfolios Advisors
New York
$17.2K -$9.08K -785 -35%
WAP
41
Wealthcare Advisory Partners
Pennsylvania
$13K
NFG
42
Next Financial Group
Texas
$8K +$8.23K +712 New
Citigroup
43
Citigroup
New York
$5K
AG
44
Advisor Group
Arizona
$3K
AC
45
Almitas Capital
California
-$293K -25,786 Closed
FIA
46
FNY Investment Advisers
New York
-$26K -2,300 Closed
FHB
47
First Hawaiian Bank
Hawaii
-$8K -737 Closed
NC
48
NewSquare Capital
Pennsylvania
-$8K -700 Closed