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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

313 hedge funds and large institutions have $5.31B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q4 according to their latest regulatory filings, with 77 funds opening new positions, 79 increasing their positions, 98 reducing their positions, and 29 closing their positions.

Holders
313
Holders Change
+46
Holders Change %
+17.23%
% of All Funds
9.09%
Holding in Top 10
32
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+18.52%
% of All Funds
0.93%
New
77
Increased
79
Reduced
98
Closed
29
Calls
$1.52B
Puts
$1.69B
Net Calls
-$169M
Net Calls Change
-$762M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$728M
2
Citigroup
2
Citigroup
New York
$320M
3
Deutsche Bank
3
Deutsche Bank
Germany
$250M
4
SG Americas Securities
4
SG Americas Securities
New York
$260M
5
Nomura Holdings
5
Nomura Holdings
Japan
$94.8M

Top Sellers

1
AM
1
Appaloosa Management
Florida
$0
2
GC
2
Guggenheim Capital
Illinois
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$44.8M
4
MSU
4
Mizuho Securities USA
New York
$52.8M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
OFS
101
Orrstown Financial Services
Pennsylvania
$2.34M 14,161 -100 -0.7%
Neuberger Berman Group
102
Neuberger Berman Group
New York
$2.34M 14,109 +2,451 +21%
Creative Planning
103
Creative Planning
Kansas
$2.29M 13,838 +866 +7%
WA
104
Waverly Advisors
Alabama
$2.26M 13,665 +12,012 +727%
KC
105
Kingfisher Capital
North Carolina
$2.24M 13,549 -870 -6%
NCM
106
Narwhal Capital Management
Georgia
$2.21M 13,350 -9,450 -41%
Ameriprise
107
Ameriprise
Minnesota
$2.2M 13,241 -529 -4%
BPGAM
108
BTG Pactual Global Asset Management
Bermuda
$2.18M 13,160 +13,160 New
NAM
109
NTV Asset Management
West Virginia
$2.15M 12,970 -3,025 -19%
PAMG
110
Patton Albertson Miller Group
Tennessee
$2.15M 12,965 -7,205 -36%
HR
111
Howe & Rusling
New York
$2.13M 12,865 -4,730 -27%
WA
112
WFG Advisors
Texas
$2.03M 12,292 -3,180 -21%
JPMPWA
113
J.P. Morgan Private Wealth Advisors
California
$2.03M 12,255 -635 -5%
BCM
114
Bluefin Capital Management
New York
$2.01M 12,164 +12,164 New
IFWM
115
Institute for Wealth Management
Colorado
$2.01M 12,154 -1,521 -11%
PFG
116
Pacific Financial Group
Washington
$1.99M 12,003 -178 -1%
AF
117
Aldebaran Financial
$1.97M 11,877 +11,877 New
MCM
118
Murphy Capital Management
New Jersey
$1.91M 11,518 +1,250 +12%
BOS
119
Bingham Osborn & Scarborough
California
$1.9M 11,463 -874 -7%
FTI
120
Fiduciary Trust International
Massachusetts
$1.87M 11,327 -2,280 -17%
TCM
121
Tufton Capital Management
Maryland
$1.84M 11,129 -1,560 -12%
Fidelity Investments
122
Fidelity Investments
Massachusetts
$1.79M 10,790 +454 +4%
NAM
123
Nichols Asset Management
Massachusetts
$1.69M 10,223 – –
HighTower Advisors
124
HighTower Advisors
Illinois
$1.68M 10,134 +10,134 New
KIM
125
Karpus Investment Management
New York
$1.67M 10,107 -233,409 -96%
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