Karpus Investment Management’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Karpus Investment Management’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-10,107	Closed	-$1.67M	–	194
2013 Q4	$1.67M	Sell	10,107 -233,409	-96%	-$36.7M	0.09%	120
2013 Q3	$36.8M	Sell	243,516 -36,433	-13%	-$5.56M	2.35%	7
2013 Q2	$41.6M	Buy	+279,949	New	+$41.8M	2.9%	7

Other funds holding DIA

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Norinchukin Bank Tokyo, Japan $8.57B AUM 20.17% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Karpus Investment Management's DIA Position: Q1 2014 in Review

Karpus Investment Management sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q1 2014, closing a stake of 10,107 shares — an estimated $1.67M sold.

Karpus Investment Management first reported a position in DIA in Q2 2013 and held it in 3 quarters. The position peaked at $41.6M in Q2 2013. 310 funds tracked by Wall St. Rank hold DIA as of Q1 2014.

Karpus Investment Management reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q1 2014 after selling out during the quarter.
Karpus Investment Management sold 10,107 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q1 2014, an estimated $1.67M.
Karpus Investment Management first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and held it in 3 quarters.
Karpus Investment Management's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $41.6M in Q2 2013.
310 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q1 2014.

Based on Karpus Investment Management's 13F filing for Q1 2014, filed 15 May 2014.