DIA icon

SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

313 hedge funds and large institutions have $5.31B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q4 according to their latest regulatory filings, with 77 funds opening new positions, 79 increasing their positions, 98 reducing their positions, and 29 closing their positions.

Holders
313
Holders Change
+46
Holders Change %
+17.23%
% of All Funds
9.09%
Holding in Top 10
32
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+18.52%
% of All Funds
0.93%
New
77
Increased
79
Reduced
98
Closed
29
Calls
$1.52B
Puts
$1.69B
Net Calls
-$169M
Net Calls Change
-$762M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$728M
2
Citigroup
2
Citigroup
New York
$320M
3
Deutsche Bank
3
Deutsche Bank
Germany
$250M
4
SG Americas Securities
4
SG Americas Securities
New York
$260M
5
Nomura Holdings
5
Nomura Holdings
Japan
$94.8M

Top Sellers

1
AM
1
Appaloosa Management
Florida
$0
2
GC
2
Guggenheim Capital
Illinois
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$44.8M
4
MSU
4
Mizuho Securities USA
New York
$52.8M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
NPC
76
National Planning Corporation
California
$5.03M 30,410 -42,543 -58%
AIG
77
American International Group
New York
$4.71M 28,480 +248 +0.9%
MA
78
MUFG Americas
New York
$4.69M 28,370 +1,680 +6%
PH
79
Pinnacle Holdings
Oklahoma
$4.35M 26,268 +26,268 New
11A
80
10-15 Associates
New York
$4.33M 26,164 -611 -2%
TIM
81
Tortoise Investment Management
New York
$4.19M 25,341 -200 -0.8%
HNB
82
Huntington National Bank
Ohio
– – – –
SI
83
Stephens Inc
Arkansas
$4.03M 24,327 -1,725 -7%
MA
84
Montag & Associates
Georgia
$3.96M 23,955 -2,080 -8%
STMM
85
South Texas Money Management
Texas
$3.96M 23,913 +604 +3%
EP
86
Edgestream Partners
New Jersey
$3.47M 20,963 +20,963 New
IG
87
ING Group
Netherlands
$3.38M 20,444 +20,444 New
BPC
88
Banque Pictet & Cie
Switzerland
$3.18M 19,195 +19,195 New
DT
89
Diversified Trust
Tennessee
$3.16M 19,102 – –
NB
90
NBT Bank
New York
$3.16M 19,095 -822 -4%
PAS
91
Partnervest Advisory Services
California
$3.08M 18,629 +783 +4%
US Bancorp
92
US Bancorp
Minnesota
$3.05M 18,400 +1,395 +8%
Credit Agricole
93
Credit Agricole
France
$2.96M 17,900 +4,000 +29%
Bessemer Group
94
Bessemer Group
New Jersey
$2.91M 17,579 – –
AT
95
Arvest Trust
Oklahoma
$2.81M 17,003 +17,003 New
GWM
96
Greenwich Wealth Management
Connecticut
$2.73M 16,468 -328 -2%
JIC
97
Johnson Investment Counsel
Ohio
$2.68M 16,170 +68 +0.4%
SA
98
Steadfast Advisors
New York
$2.59M 15,676 +15,676 New
SCM
99
Southport Capital Management
Tennessee
$2.51M 15,157 +1,762 +13%
Mariner
100
Mariner
Kansas
$2.36M 14,239 +1,231 +9%
2 3
4
5 6