State Street SPDR Dow Jones Industrial Average ETF Trust
384 hedge funds and large institutions have $3.61B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.
13% more call options, than puts
Call options by funds: $2.16B | Put options by funds: $1.91B
3% more first-time investments, than exits
New positions opened: 30 | Existing positions closed: 29
5% less capital invested
Capital invested by funds: $3.8B → $3.61B (-$188M)
2% less funds holding
Funds holding: 390 → 384 (-6)
3.39% less ownership
Funds ownership: 32.29% → 28.9% (-3.4%)
18% less funds holding in top 10
Funds holding in top 10: 28 → 23 (-5)
34% less repeat investments, than reductions
Existing positions increased: 95 | Existing positions reduced: 143
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
+$293M |
| 2 |
Nomura Holdings
Tokyo,
Japan
|
+$114M |
| 3 |
CM
Churchill Management
Los Angeles,
California
|
+$70.4M |
| 4 |
Morgan Stanley
New York
|
+$48.3M |
| 5 |
QIM
Quantitative Investment Management
Charlottesville,
Virginia
|
+$38M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citigroup
New York
|
-$234M |
| 2 |
FM
Forward Management
San Francisco,
California
|
-$143M |
| 3 |
BAM
Broadmark Asset Management
San Francisco,
California
|
-$118M |
| 4 |
HI
Horizon Investments
Charlotte,
North Carolina
|
-$118M |
| 5 |
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives
Tokyo, Japan,
Japan
|
-$109M |
DIA Hedge Fund Activity: Q3 2016 in Review
384 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2016, worth a combined $3.61B — down 5% from $3.8B a quarter earlier.
Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 95 added to existing stakes and 143 trimmed.
The largest buyer was Goldman Sachs, adding an estimated $293M. The largest seller was Citigroup, cutting an estimated $234M.
- 384 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2016, down from 390 in Q2 2016.
- Funds reported $3.61B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2016, down 5% quarter-over-quarter.
- 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2016 and 29 closed out, a net change of +1 holder.
- The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2016 was Goldman Sachs, an estimated $293M added.
- The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2016 was Citigroup, an estimated $234M sold.
Based on aggregated 13F filings for Q3 2016.