Rockefeller Financial Services’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Rockefeller Financial Services’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	$10.8M	Hold	43,760	–	–	0.17%	107
2017 Q3	$9.79M	Sell	43,760 -4,802	-10%	-$1.05M	0.19%	101
2017 Q2	$10.4M	Hold	48,562	–	–	0.21%	96
2017 Q1	$10M	Hold	48,562	–	–	0.2%	99
2016 Q4	$9.59M	Hold	48,562	–	–	0.19%	102
2016 Q3	$8.88M	Hold	48,562	–	–	0.19%	103
2016 Q2	$8.69M	Hold	48,562	–	–	0.17%	104
2016 Q1	$8.58M	Hold	48,562	–	–	0.17%	101
2015 Q4	$8.45M	Hold	48,562	–	–	0.16%	112
2015 Q3	$7.9M	Hold	48,562	–	–	0.16%	110
2015 Q2	$8.54M	Hold	48,562	–	–	0.18%	108
2015 Q1	$8.62M	Hold	48,562	–	–	0.19%	102
2014 Q4	$8.64M	Hold	48,562	–	–	0.19%	98
2014 Q3	$8.26M	Hold	48,562	–	–	0.18%	96
2014 Q2	$8.15M	Hold	48,562	–	–	0.18%	109
2014 Q1	$7.98M	Hold	48,562	–	–	0.17%	116
2013 Q4	$8.04M	Hold	48,562	–	–	0.17%	120
2013 Q3	$7.33M	Hold	48,562	–	–	0.17%	115
2013 Q2	$7.21M	Buy	+48,562	New	+$7.25M	0.17%	119

Other funds holding DIA

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MSU

Mizuho Securities USA New York $4.24B AUM 23.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Rockefeller Financial Services's DIA Position: Q4 2017 in Review

Rockefeller Financial Services held its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) position steady in Q4 2017 at 43,760 shares worth $10.8M. The position accounts for 0.17% of the portfolio, ranked #107.

Rockefeller Financial Services first reported a position in DIA in Q2 2013 and has held it in 19 quarters since. 576 funds tracked by Wall St. Rank hold DIA as of Q4 2017.

Rockefeller Financial Services held 43,760 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $10.8M as of Q4 2017.
Rockefeller Financial Services left its State Street SPDR Dow Jones Industrial Average ETF Trust share count unchanged in Q4 2017.
State Street SPDR Dow Jones Industrial Average ETF Trust made up 0.17% of Rockefeller Financial Services's portfolio in Q4 2017, its #107 holding.
Rockefeller Financial Services first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and has held it in 19 quarters since.
576 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2017.

Based on Rockefeller Financial Services's 13F filing for Q4 2017, filed 2 Feb 2018.