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State Street SPDR Dow Jones Industrial Average ETF Trust

576 hedge funds and large institutions have $8.81B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2017 Q4 according to their latest regulatory filings, with 126 funds opening new positions, 175 increasing their positions, 147 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 126 | Existing positions closed: 28

21% more funds holding in top 10

Funds holding in top 10: 4352 (+9)

20% more funds holding

Funds holding: 481576 (+95)

19% more repeat investments, than reductions

Existing positions increased: 175 | Existing positions reduced: 147

18% more capital invested

Capital invested by funds: $7.43B → $8.81B (+$1.37B)

0.03% less ownership

Funds ownership: 39.68%39.65% (-0.03%)

24% less call options, than puts

Call options by funds: $2.3B | Put options by funds: $3.02B

Holders
576
Holders Change
+95
Holders Change %
+19.75%
% of All Funds
13.06%
Holding in Top 10
52
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+20.93%
% of All Funds
1.18%
New
126
Increased
175
Reduced
147
Closed
28
Calls
$2.3B
Puts
$3.02B
Net Calls
-$725M
Net Calls Change
-$780M
Name Holding Trade Value Shares
Change
Change in
Stake
AFG
26
Arkansas Financial Group
Arkansas
$60.9M -$1.11M -4,667 -2%
ACM
27
Aviance Capital Management
Florida
$60.3M +$1.1M +4,651 +2%
UCFA
28
United Capital Financial Advisors
Texas
$59.5M -$4.04M -17,051 -7%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$57.5M -$4.7M -19,828 -8%
FIG
30
FundX Investment Group
California
$56M +$53.6M +226,245 New
BMM
31
Berkshire Money Management
Massachusetts
$51.6M +$742K +3,133 +2%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$49.8M +$5.55M +23,447 +13%
JP Morgan Chase
33
JP Morgan Chase
New York
$45.6M -$9.67M -40,805 -18%
BAM
34
Broadmark Asset Management
California
$43.4M
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$41.5M +$9.26M +39,094 +30%
AIM
36
Assured Investment Management
New York
$39.4M +$37.7M +159,270 New
AG
37
Advisor Group
Arizona
$39.2M +$8.64M +36,471 +30%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$38.4M +$982K +4,144 +3%
FAG
39
Financial Advisory Group
Texas
$37.6M -$1.48M -6,239 -4%
FM
40
Forward Management
California
$36.6M -$811K -3,422 -2%
SMM
41
Stadion Money Management
Georgia
$35.2M +$12.3M +51,946 +58%
BDS
42
Banco de Sabadell
Florida
$34.3M +$32.8M +138,682 New
Q
43
QVR
California
$33.9M +$32.5M +137,235 New
WJA
44
Williams Jones & Associates
New York
$29.3M +$19.6M +82,547 +231%
CC
45
Cadinha & Co
Hawaii
$28.6M +$5.87M +24,785 +27%
RJA
46
Raymond James & Associates
Florida
$28.1M +$904K +3,815 +3%
SB
47
Suntrust Banks
Georgia
$27M +$1.19M +5,015 +5%
HighTower Advisors
48
HighTower Advisors
Illinois
$26.6M +$279K +1,179 +1%
KeyBank National Association
49
KeyBank National Association
Ohio
$25.1M
RJFSA
50
Raymond James Financial Services Advisors
Florida
$24.6M +$1.58M +6,691 +7%

DIA Hedge Fund Activity: Q4 2017 in Review

576 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2017, worth a combined $8.81B — up 18% from $7.43B a quarter earlier.

Buyers outnumbered sellers: 126 funds opened new DIA positions and 28 closed out — a net gain of 98 holders — while 175 added to existing stakes and 147 trimmed.

The largest buyer was Bank of America, adding an estimated $231M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $193M.

  • 576 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2017, up from 481 in Q3 2017.
  • Funds reported $8.81B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2017, up 18% quarter-over-quarter.
  • 126 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2017 and 28 closed out, a net change of +98 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2017 was Bank of America, an estimated $231M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2017 was BNP Paribas Financial Markets, an estimated $193M sold.

Based on aggregated 13F filings for Q4 2017.