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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

575 hedge funds and large institutions have $8.8B invested in SPDR Dow Jones Industrial Average ETF Trust in 2017 Q4 according to their latest regulatory filings, with 126 funds opening new positions, 175 increasing their positions, 147 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
575
Holders Change
+95
Holders Change %
+19.79%
% of All Funds
13.06%
Holding in Top 10
52
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+20.93%
% of All Funds
1.18%
New
126
Increased
175
Reduced
147
Closed
28
Calls
$2.3B
Puts
$3.02B
Net Calls
-$725M
Net Calls Change
-$780M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$1.39B
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$267M
3
SG Americas Securities
3
SG Americas Securities
New York
$141M
4
Wolverine Trading
4
Wolverine Trading
Illinois
$121M
5
Citadel Advisors
5
Citadel Advisors
Florida
$124M

Top Sellers

1
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$180M
2
Morgan Stanley
2
Morgan Stanley
New York
$759M
3
Parallax Volatility Advisers
3
Parallax Volatility Advisers
California
$653K
4
Goldman Sachs
4
Goldman Sachs
New York
$91.8M
5
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$87.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
AFG
26
Arkansas Financial Group
Arkansas
$60.9M -$1.15M -4,667 -2%
ACM
27
Aviance Capital Management
Florida
$60.3M +$1.15M +4,651 +2%
UCFA
28
United Capital Financial Advisors
Texas
$59.5M -$4.23M -17,051 -7%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$57.5M -$4.91M -19,828 -8%
FIG
30
FundX Investment Group
California
$56M +$56M +226,245 New
BMM
31
Berkshire Money Management
Massachusetts
$51.6M +$775K +3,133 +2%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$49.8M +$5.8M +23,447 +13%
JPMorgan Chase & Co
33
JPMorgan Chase & Co
New York
$45.6M -$10.1M -40,805 -18%
BAM
34
Broadmark Asset Management
California
$43.4M – – –
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$41.5M +$9.67M +39,094 +30%
AIM
36
Assured Investment Management
New York
$39.4M +$39.4M +159,270 New
AG
37
Advisor Group
Arizona
$39.2M +$9.02M +36,471 +30%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$38.4M +$1.03M +4,144 +3%
FAG
39
Financial Advisory Group
Texas
$37.6M -$1.54M -6,239 -4%
FM
40
Forward Management
California
$36.6M -$847K -3,422 -2%
SMM
41
Stadion Money Management
Georgia
$35.2M +$12.9M +51,946 +58%
BDS
42
Banco de Sabadell
Florida
$34.3M +$34.3M +138,682 New
Q
43
QVR
California
$33.9M +$33.9M +137,235 New
WJA
44
Williams Jones & Associates
New York
$29.3M +$20.4M +82,547 +231%
CC
45
Cadinha & Co
Hawaii
$28.6M +$6.13M +24,785 +27%
RJA
46
Raymond James & Associates
Florida
$28.1M +$944K +3,815 +3%
SB
47
Suntrust Banks
Georgia
$27M +$1.24M +5,015 +5%
HighTower Advisors
48
HighTower Advisors
Illinois
$26.6M +$292K +1,179 +1%
KeyBank National Association
49
KeyBank National Association
Ohio
$25.1M – – –
RJFSA
50
Raymond James Financial Services Advisors
Florida
$24.6M +$1.66M +6,691 +7%
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