DIA icon

SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

308 hedge funds and large institutions have $4.02B invested in SPDR Dow Jones Industrial Average ETF Trust in 2014 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 96 increasing their positions, 93 reducing their positions, and 30 closing their positions.

Holders
308
Holders Change
-2
Holders Change %
-0.65%
% of All Funds
8.94%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.7%
New
30
Increased
96
Reduced
93
Closed
30
Calls
$1.86B
Puts
$3.24B
Net Calls
-$1.38B
Net Calls Change
-$1.05B

Top Buyers

1
SMM
1
Stadion Money Management
Georgia
$103M
2
MB
2
Mizuho Bank
Japan
$102M
3
ACM
3
Aviance Capital Management
Florida
$80.2M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$74.4M
5
Nomura Holdings
5
Nomura Holdings
Japan
$237M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$58.2M
2
Goldman Sachs
2
Goldman Sachs
New York
$540M
3
Bank of America
3
Bank of America
North Carolina
$303M
4
Morgan Stanley
4
Morgan Stanley
New York
$404M
5
Deutsche Bank
5
Deutsche Bank
Germany
$22.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$32.5M 191,017 +15,592 +9%
HSBC Holdings
27
HSBC Holdings
United Kingdom
$31.8M 186,905 +58,810 +46%
BCI
28
Brinker Capital Investments
Pennsylvania
$29.7M 174,739 -14,800 -8%
Northern Trust
29
Northern Trust
Illinois
$26.8M 157,543 -15,027 -9%
PVH
30
Psagot Value Holdings
Israel
$25M 146,888 +47,526 +48%
Deutsche Bank
31
Deutsche Bank
Germany
$22.1M 129,770 -425,044 -77%
NPC
32
National Planning Corporation
California
$20.8M 122,487 +92,873 +314%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$19.5M 114,657 +4,916 +4%
SAS
34
Stelac Advisory Services
New York
$18.6M 114,163 +20,071 +21%
KeyBank National Association
35
KeyBank National Association
Ohio
$17.5M 102,774 +200 +0.2%
UCFA
36
United Capital Financial Advisors
Texas
$16.9M 99,559 +11,479 +13%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$16.5M 96,839 +9,734 +11%
SFG
38
SNS Financial Group
Minnesota
$15.9M 93,210 +2,843 +3%
Mitsubishi UFJ Trust & Banking
39
Mitsubishi UFJ Trust & Banking
Japan
$15M 88,300 +18,100 +26%
SG Americas Securities
40
SG Americas Securities
New York
$12.4M 73,068 -84,672 -54%
GH
41
GAM Holding
Switzerland
$12.2M 71,484 – –
RJA
42
Raymond James & Associates
Florida
$11.7M 68,582 +2,931 +4%
CC
43
Curian Capital
Colorado
$11.3M 66,676 -3,165 -5%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$11M 64,893 -362 -0.6%
Barclays
45
Barclays
United Kingdom
$10.6M 62,282 +55,681 +844%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$10.3M 60,503 -1,759 -3%
Nuveen Asset Management
47
Nuveen Asset Management
Illinois
$10.2M 60,000 – –
DFO
48
Duquesne Family Office
New York
$9.92M 58,300 +58,300 New
Walleye Trading
49
Walleye Trading
New York
$9.75M 57,314 +35,321 +161%
SB
50
Suntrust Banks
Georgia
$9.38M 55,138 -787 -1%
1
2
3 4 5