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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

310 hedge funds and large institutions have $4.09B invested in SPDR Dow Jones Industrial Average ETF Trust in 2014 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 88 increasing their positions, 110 reducing their positions, and 29 closing their positions.

Holders
310
Holders Change
–
Holders Change %
0%
% of All Funds
8.92%
Holding in Top 10
21
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-12.5%
% of All Funds
0.6%
New
30
Increased
88
Reduced
110
Closed
29
Calls
$1.53B
Puts
$1.87B
Net Calls
-$335M
Net Calls Change
+$399M

Top Buyers

1
Nomura Holdings
1
Nomura Holdings
Japan
$200M
2
Goldman Sachs
2
Goldman Sachs
New York
$644M
3
GC
3
Guggenheim Capital
Illinois
$101M
4
Wells Fargo
4
Wells Fargo
California
$312M
5
OA
5
Oxbow Advisors
Texas
$19.1M

Top Sellers

1
NB
1
Norinchukin Bank
Japan
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$93.1M
3
MB
3
Mizuho Bank
Japan
$0
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$11.2M
5
Barclays
5
Barclays
United Kingdom
$1.1M
Name Market Value Shares Shares
Change 		Shares
Change %
OA
26
Oxbow Advisors
Texas
$19.1M 113,726 +113,726 New
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$18.4M 109,741 +7,303 +7%
KeyBank National Association
28
KeyBank National Association
Ohio
$17.2M 102,574 -286 -0.3%
PVH
29
Psagot Value Holdings
Israel
$16.7M 99,362 -50,618 -34%
SFG
30
SNS Financial Group
Minnesota
$15.2M 90,367 +7,100 +9%
UCFA
31
United Capital Financial Advisors
Texas
$14.8M 88,080 +56,819 +182%
SAS
32
Stelac Advisory Services
New York
$14.8M 94,092 -6,771 -7%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$14.6M 87,105 +57,815 +197%
EP
34
Edgestream Partners
New Jersey
$12.3M 73,346 +23,348 +47%
GH
35
GAM Holding
Switzerland
$12M 71,484 +15,153 +27%
Mitsubishi UFJ Trust & Banking
36
Mitsubishi UFJ Trust & Banking
Japan
$11.8M 70,200 – –
CC
37
Curian Capital
Colorado
$11.7M 69,841 +1,568 +2%
BNP Paribas Financial Markets
38
BNP Paribas Financial Markets
France
$11.2M 66,930 -385,994 -85%
RJA
39
Raymond James & Associates
Florida
$11M 65,651 -92,546 -59%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$11M 65,255 -2,927 -4%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$10.5M 62,262 +117 +0.2%
Citadel Advisors
42
Citadel Advisors
Florida
$10.1M 60,002 -193,325 -76%
Nuveen Asset Management
43
Nuveen Asset Management
Illinois
$10.1M 60,000 – –
SB
44
Suntrust Banks
Georgia
$9.39M 55,925 +615 +1%
Parallax Volatility Advisers
45
Parallax Volatility Advisers
California
$9.16M 54,543 +54,543 New
BBPWM
46
Blue Bell Private Wealth Management
Pennsylvania
$9.09M 54,128 +330 +0.6%
SAM
47
Summit Asset Management
Tennessee
$8.73M 51,995 -44 -0.1%
GA
48
GFS Advisors
Texas
$8.69M 51,749 -585 -1%
VKH
49
Virtu KCG Holdings
New York
$8.58M 51,099 +42,824 +518%
Bank of New York Mellon
50
Bank of New York Mellon
New York
$8.2M 48,831 +118 +0.2%
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