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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

389 hedge funds and large institutions have $3.8B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q2 according to their latest regulatory filings, with 45 funds opening new positions, 105 increasing their positions, 129 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
389
Holders Change
+2
Holders Change %
+0.52%
% of All Funds
10.4%
Holding in Top 10
28
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+16.67%
% of All Funds
0.75%
New
45
Increased
105
Reduced
129
Closed
39
Calls
$3.04B
Puts
$2.87B
Net Calls
+$169M
Net Calls Change
-$318M

Top Buyers

1
BAM
1
Broadmark Asset Management
California
$118M
2
FM
2
Forward Management
California
$102M
3
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$168M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$82.4M
5
MSU
5
Mizuho Securities USA
New York
$52.1M

Top Sellers

1
SMM
1
Stadion Money Management
Georgia
$0
2
SG Americas Securities
2
SG Americas Securities
New York
$34.7M
3
LPL Financial
3
LPL Financial
California
$51M
4
NMIFOAC
4
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$167M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$24.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
376
Cranbrook Wealth Management
Michigan
$8K – – –
WCM
377
Wealthcare Capital Management
Virginia
$8K – – –
DADC
378
D.A. Davidson & Co
Montana
$8K – – –
Thrivent Financial for Lutherans
379
Thrivent Financial for Lutherans
Minnesota
$7K – – –
KA
380
Klingman & Associates
New York
$6K -$145K -800 -96%
TCM
381
Tradewinds Capital Management
Washington
$6K – – –
AWMS
382
Advocacy Wealth Management Services
Georgia
$6K +$6K +35 New
FMP
383
Financial Management Professionals
Texas
$5K – – –
CWM
384
Cedar Wealth Management
California
$4K – – –
FHC
385
First Heartland Consultants
Missouri
$3.12K +$1.14K +6,368 +58%
CFA
386
Carroll Financial Associates
North Carolina
$3K -$7.5K -50 -71%
FMII
387
Farmers & Merchants Investments Inc
Nebraska
$2K -$2.55K -14 -56%
TCOV
388
Trust Company of Vermont
Vermont
$2K – – –
CA
389
Commerzbank Aktiengesellschaft
Germany
$1.89K +$1.37K +7,667 +265%
SIM
390
Sonora Investment Management
Arizona
$1.79K -$26.9K -150 -94%
CCS
391
Crosspoint Capital Strategies
California
$1K – – –
SMM
392
Stadion Money Management
Georgia
– -$213M -1,203,527 Closed
HCM
393
Highfields Capital Management
Massachusetts
– -$38.7M -219,280 Closed
PFG
394
Piershale Financial Group
Illinois
– -$24.1M -136,246 Closed
GC
395
Guggenheim Capital
Illinois
– -$11.8M -66,900 Closed
AIG
396
American International Group
New York
– -$10M -56,747 Closed
LC
397
Loews Corp
New York
– -$9.79M -55,400 Closed
Walleye Trading
398
Walleye Trading
New York
– -$5.48M -31,011 Closed
Two Sigma Investments
399
Two Sigma Investments
New York
– -$3.53M -19,960 Closed
PG
400
PEAK6 Group
Illinois
– -$3.5M -19,835 Closed
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16
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