State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
313 hedge funds and large institutions have $5.31B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q4 according to their latest regulatory filings, with 77 funds opening new positions, 79 increasing their positions, 98 reducing their positions, and 29 closing their positions.
166% more first-time investments, than exits
New positions opened: 77 | Existing positions closed: 29
21% more capital invested
Capital invested by funds: $4.4B → $5.31B (+$904M)
19% more funds holding in top 10
Funds holding in top 10: 27 → 32 (+5)
17% more funds holding
Funds holding: 267 → 313 (+46)
0.8% more ownership
Funds ownership: 41.34% → 42.13% (+0.8%)
10% less call options, than puts
Call options by funds: $1.52B | Put options by funds: $1.69B
19% less repeat investments, than reductions
Existing positions increased: 79 | Existing positions reduced: 98
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
+$380M |
| 2 |
Citigroup
New York
|
+$211M |
| 3 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$166M |
| 4 |
SG Americas Securities
New York
|
+$84.7M |
| 5 |
Nomura Holdings
Tokyo,
Japan
|
+$77.7M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AM
Appaloosa Management
Miami Beach,
Florida
|
-$151M |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$122M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$82.7M |
| 4 |
Two Sigma Investments
New York
|
-$80.2M |
| 5 |
MSU
Mizuho Securities USA
New York
|
-$78.9M |
DIA Hedge Fund Activity: Q4 2013 in Review
313 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2013, worth a combined $5.31B — up 21% from $4.4B a quarter earlier.
Buyers outnumbered sellers: 77 funds opened new DIA positions and 29 closed out — a net gain of 48 holders — while 79 added to existing stakes and 98 trimmed.
The largest buyer was Goldman Sachs, adding an estimated $380M. The largest seller was Appaloosa Management, exiting entirely with an estimated $151M sold.
- 313 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2013, up from 267 in Q3 2013.
- Funds reported $5.31B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2013, up 21% quarter-over-quarter.
- 77 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2013 and 29 closed out, a net change of +48 holders.
- The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2013 was Goldman Sachs, an estimated $380M added.
- The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2013 was Appaloosa Management, an estimated $151M sold.
Based on aggregated 13F filings for Q4 2013.