SAG
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Sterne Agee Group’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Sterne Agee Group’s Portfolio DIA Stock Details DIA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-2,172
Closed -$328K – 230
2013
Q3 		$328K Buy
2,172
+474
+28% +$72.3K 0.13% 170
2013
Q2 		$252K Buy
+1,698
New +$254K 0.09% 209

Other funds holding DIA

Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
CA
Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
NB
Norinchukin Bank Tokyo, Japan $8.57B AUM 20.17% 1-Year Est. Return

Sterne Agee Group's DIA Position: Q4 2013 in Review

Sterne Agee Group sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q4 2013, closing a stake of 2,172 shares — an estimated $328K sold.

Sterne Agee Group first reported a position in DIA in Q2 2013 and held it in 2 quarters. The position peaked at $328K in Q3 2013. 313 funds tracked by Wall St. Rank hold DIA as of Q4 2013.

  • Sterne Agee Group reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q4 2013 after selling out during the quarter.
  • Sterne Agee Group sold 2,172 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q4 2013, an estimated $328K.
  • Sterne Agee Group first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and held it in 2 quarters.
  • Sterne Agee Group's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $328K in Q3 2013.
  • 313 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2013.

Based on Sterne Agee Group's 13F filing for Q4 2013, filed 18 Feb 2014.