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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FA
51
Fiduciary Alliance
South Carolina
$216K
AHL
52
Abel Hall LLC
Louisiana
$211K
CSP
53
Cary Street Partners
Virginia
$206K
SC
54
Stance Capital
Massachusetts
$175K +$184K +8,708 New
WAM
55
Wolverine Asset Management
Illinois
$164K +$156K +7,381 +909%
UBS Group
56
UBS Group
Switzerland
$148K -$53.5K -2,526 -26%
IAIM
57
International Assets Investment Management
Florida
$138K
TCM
58
Triumph Capital Management
Colorado
$106K +$17.5K +825 +19%
AF
59
Advisornet Financial
Minnesota
$106K +$21.6K +1,022 +24%
AUB
60
Atlantic Union Bankshares
Virginia
$90.3K
GSWM
61
Golden State Wealth Management
California
$86K +$1.59K +75 +2%
HI
62
Harbour Investments
Wisconsin
$79.5K +$64.6K +3,050 +335%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$67.1K
SPIA
64
Steward Partners Investment Advisory
New York
$58.2K +$2.12K +100 +4%
HNB
65
Huntington National Bank
Ohio
$48.2K
NSIM
66
North Star Investment Management
Illinois
$46.2K
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$40.3K +$4.45K +210 +12%
Carson Wealth (CWM LLC)
68
Carson Wealth (CWM LLC)
Nebraska
$36.9K -$21 -1 -0.1%
WIM
69
Westside Investment Management
California
$33.5K
AF
70
Allworth Financial
California
$27.7K
MA
71
MCF Advisors
Kentucky
$24.7K
GWM
72
Geneos Wealth Management
Colorado
$17.2K
Rockefeller Capital Management
73
Rockefeller Capital Management
New York
$16.4K +$15.7K +741 +1,015%
KFAS
74
Keating Financial Advisory Services
Kansas
$15.1K
CA
75
CoreCap Advisors
Michigan
$7.99K +$1.02K +48 +14%