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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WLPWM
51
Walled Lake Planning & Wealth Management
Illinois
$228K
MWM
52
MGB Wealth Management
Texas
$225K +$18K +846 +8%
RAM
53
Readystate Asset Management
Illinois
$224K +$230K +10,782 New
AHL
54
Abel Hall LLC
Louisiana
$218K
FA
55
Fiduciary Alliance
South Carolina
$215K
JWCA
56
J.W. Cole Advisors
Florida
$214K +$213 +10 +0.1%
CSP
57
Cary Street Partners
Virginia
$213K -$70.9K -3,324 -24%
HighTower Advisors
58
HighTower Advisors
Illinois
$211K -$241K -11,282 -53%
UBS Group
59
UBS Group
Switzerland
$206K -$33.8K -1,585 -14%
KAS
60
Kestra Advisory Services
Texas
$158K +$162K +7,589 New
IAIM
61
International Assets Investment Management
Florida
$141K +$144K +6,763 New
PWPS
62
Pinnacle Wealth Planning Services
Ohio
$110K +$113K +5,307 New
AUB
63
Atlantic Union Bankshares
Virginia
$93.6K
TCM
64
Triumph Capital Management
Colorado
$92.5K +$94.9K +4,450 New
AF
65
Advisornet Financial
Minnesota
$88.4K
GSWM
66
Golden State Wealth Management
California
$87.5K +$1.64K +77 +2%
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$69.5K
SPIA
68
Steward Partners Investment Advisory
New York
$58.2K -$192 -9 -0.3%
HNB
69
Huntington National Bank
Ohio
$49.9K
NSIM
70
North Star Investment Management
Illinois
$47.8K +$2.13K +100 +5%
Carson Wealth (CWM LLC)
71
Carson Wealth (CWM LLC)
Nebraska
$38K -$4.61K -216 -11%
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
$37.4K +$9.62K +451 +33%
WIM
73
Westside Investment Management
California
$34.7K
AF
74
Allworth Financial
California
$28.7K -$2.13K -100 -7%
MA
75
MCF Advisors
Kentucky
$25.6K +$448 +21 +2%