Readystate Asset Management’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Readystate Asset Management’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-10,782	Closed	-$224K	–	832
2025 Q4	$224K	Buy	+10,782	New	+$230K	0.01%	322
2025 Q3	–	Sell	-23,784	Closed	-$488K	–	443
2025 Q2	$488K	Buy	23,784 +5,858	+33%	+$117K	0.02%	375
2025 Q1	$363K	Buy	+17,926	New	+$366K	0.01%	513

Other funds holding DFP

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Readystate Asset Management's DFP Position: Q1 2026 in Review

Readystate Asset Management sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q1 2026, closing a stake of 10,782 shares — an estimated $224K sold.

Readystate Asset Management first reported a position in DFP in Q1 2025 and held it in 3 quarters. The position peaked at $488K in Q2 2025. 79 funds tracked by Wall St. Rank hold DFP as of Q1 2026.

Readystate Asset Management reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q1 2026 after selling out during the quarter.
Readystate Asset Management sold 10,782 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2026, an estimated $224K.
Readystate Asset Management first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q1 2025 and held it in 3 quarters.
Readystate Asset Management's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $488K in Q2 2025.
79 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2026.

Based on Readystate Asset Management's 13F filing for Q1 2026, filed 15 May 2026.