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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$754K -$10.5K -526 -1%
PS
27
Principal Securities
Iowa
$746K +$37.3K +1,872 +5%
NA
28
NewEdge Advisors
Louisiana
$735K +$20.9K +1,048 +3%
CAL
29
Capital Analysts LLC
Pennsylvania
$661K -$27.4K -1,375 -4%
P
30
&Partners
Tennessee
$622K +$603K +30,279 New
WAM
31
Wolverine Asset Management
Illinois
$597K +$477K +23,939 +464%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$591K +$46.8K +2,349 +9%
CIA
33
Concurrent Investment Advisors
Florida
$556K +$10.8K +544 +2%
CSP
34
Cary Street Partners
Virginia
$512K -$13.9K -700 -3%
RAM
35
Readystate Asset Management
Illinois
$488K +$117K +5,858 +33%
MFG
36
Merit Financial Group
Georgia
$480K +$25.1K +1,259 +6%
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$477K -$14.4K -723 -3%
HighTower Advisors
38
HighTower Advisors
Illinois
$460K +$36.8K +1,847 +9%
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$455K +$27.9K +1,398 +7%
PVM
40
Palogic Value Management
Texas
$421K
Baird Financial Group
41
Baird Financial Group
Wisconsin
$400K +$112K +5,630 +41%
Bank of America
42
Bank of America
North Carolina
$364K -$16.1K -807 -4%
Walleye Capital
43
Walleye Capital
New York
$359K -$52.5K -2,633 -13%
CF
44
Centaurus Financial
California
$338K -$68.1K -3,419 -17%
MC
45
Mathes Company
New York
$318K
Cerity Partners
46
Cerity Partners
New York
$294K -$44.8K -2,249 -14%
CCG
47
Catalina Capital Group
California
$286K +$278K +13,946 New
VF
48
Virtu Financial
New York
$250K +$242K +12,168 New
WLPWM
49
Walled Lake Planning & Wealth Management
Illinois
$225K
JWCA
50
J.W. Cole Advisors
Florida
$225K +$218K +10,936 New