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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$586K -$113K -6,096 -17%
ASFA
27
All Season Financial Advisors
Colorado
$577K -$37K -1,988 -6%
PS
28
Principal Securities
Iowa
$561K +$62.2K +3,342 +13%
CSPIA
29
Cary Street Partners Investment Advisory
Virginia
$507K
HighTower Advisors
30
HighTower Advisors
Illinois
$490K +$475K +25,543 New
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$467K +$96.8K +5,199 +27%
CF
32
Centaurus Financial
California
$440K -$78.4K -4,212 -16%
MFG
33
Merit Financial Group
Georgia
$423K +$1.4K +75 +0.3%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$396K +$26.4K +1,419 +7%
PVM
35
Palogic Value Management
Texas
$394K
KAS
36
Kestra Advisory Services
Texas
$357K +$48.4K +2,602 +16%
WS
37
Wedbush Securities
California
$354K +$39.1K +2,100 +13%
Millennium Management
38
Millennium Management
New York
$343K -$83.2K -4,472 -20%
Cerity Partners
39
Cerity Partners
New York
$332K
MC
40
Mathes Company
New York
$317K -$93.1K -5,000 -23%
RCM
41
Robinson Capital Management
Michigan
$308K
CIA
42
Concurrent Investment Advisors
Florida
$296K +$99.6K +5,351 +53%
IWC
43
Integrated Wealth Concepts
Massachusetts
$288K
Bank of America
44
Bank of America
North Carolina
$245K +$38.8K +2,084 +19%
Nomura Holdings
45
Nomura Holdings
Japan
$234K +$227K +12,188 New
AWS
46
Atria Wealth Solutions
New York
$219K -$41.6K -2,234 -16%
WLPWM
47
Walled Lake Planning & Wealth Management
Illinois
$210K
FSI
48
Flow State Investments
Illinois
$207K -$19.7K -1,056 -9%
BW
49
Bison Wealth
Georgia
$200K
UBS Group
50
UBS Group
Switzerland
$197K +$11.4K +611 +6%