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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$702K -$99.7K -5,366 -13%
SIC
27
Samalin Investment Counsel
New York
$695K +$26.4K +1,423 +4%
ASFA
28
All Season Financial Advisors
Colorado
$614K +$13.8K +740 +2%
CF
29
Centaurus Financial
California
$520K -$19.3K -1,037 -4%
CSPIA
30
Cary Street Partners Investment Advisory
Virginia
$506K
PS
31
Principal Securities
Iowa
$496K +$20.8K +1,121 +5%
Millennium Management
32
Millennium Management
New York
$429K -$172K -9,266 -29%
MC
33
Mathes Company
New York
$412K
MFG
34
Merit Financial Group
Georgia
$408K +$985 +53 +0.2%
PVM
35
Palogic Value Management
Texas
$393K
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$368K +$357K +19,202 New
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$366K +$15.8K +850 +5%
CAN
38
Cetera Advisor Networks
California
$337K +$1.13K +61 +0.3%
Cerity Partners
39
Cerity Partners
New York
$332K
WS
40
Wedbush Securities
California
$313K -$72.6K -3,906 -19%
KAS
41
Kestra Advisory Services
Texas
$306K +$22.4K +1,206 +8%
RCM
42
Robinson Capital Management
Michigan
$294K -$188K -10,099 -39%
IWC
43
Integrated Wealth Concepts
Massachusetts
$288K
AWS
44
Atria Wealth Solutions
New York
$261K -$43.3K -2,333 -15%
FSI
45
Flow State Investments
Illinois
$227K -$268K -14,400 -55%
WLPWM
46
Walled Lake Planning & Wealth Management
Illinois
$210K +$203K +10,950 New
Bank of America
47
Bank of America
North Carolina
$205K +$88.1K +4,740 +80%
BW
48
Bison Wealth
Georgia
$200K +$37 +2 +0%
CIA
49
Concurrent Investment Advisors
Florida
$193K -$30.8K -1,657 -14%
UBS Group
50
UBS Group
Switzerland
$185K +$11.4K +614 +7%