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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAN
26
Cetera Advisor Networks
California
$696K +$412K +13,755 +138%
NFG
27
Next Financial Group
Texas
$689K +$1.29K +43 +0.2%
CCM
28
Covington Capital Management
California
$656K
Bank of America
29
Bank of America
North Carolina
$625K +$1.29K +43 +0.2%
FFA
30
First Foundation Advisors
California
$604K -$348K -11,640 -36%
SWM
31
Spire Wealth Management
Virginia
$555K -$180 -6 -0%
GC
32
Guggenheim Capital
Illinois
$554K -$402K -13,429 -42%
BW
33
Bison Wealth
Georgia
$520K +$59.9K +2,003 +13%
AF
34
Advisornet Financial
Minnesota
$465K
UBS Group
35
UBS Group
Switzerland
$439K +$135K +4,518 +43%
ACP
36
Aviance Capital Partners
Florida
$403K
KAS
37
Kestra Advisory Services
Texas
$392K +$142K +4,760 +55%
CG
38
Clarus Group
Texas
$379K -$164K -5,476 -30%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$337K -$6.55K -219 -2%
RJT
40
Raymond James Trust
Florida
$320K -$85.8K -2,867 -21%
HighTower Advisors
41
HighTower Advisors
Illinois
$318K +$419 +14 +0.1%
ASFA
42
All Season Financial Advisors
Colorado
$303K +$310K +10,360 New
BCP
43
Berkeley Capital Partners
Georgia
$293K
IAP
44
Indie Asset Partners
Indiana
$269K +$35.1K +1,173 +15%
HI
45
Harbour Investments
Wisconsin
$254K +$1.98K +66 +0.8%
WAM
46
Wolverine Asset Management
Illinois
$242K +$248K +8,284 New
Neuberger Berman Group
47
Neuberger Berman Group
New York
$234K +$239K +8,000 New
Mercer Global Advisors
48
Mercer Global Advisors
Colorado
$218K
GSWM
49
Golden State Wealth Management
California
$211K +$2.1K +70 +1%
GCP
50
Gill Capital Partners
Colorado
$209K