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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$435K -$17.1K -719 -4%
AF
27
Advisornet Financial
Minnesota
$373K -$98.9K -4,150 -21%
RJT
28
Raymond James Trust
Florida
$370K +$9.27K +389 +3%
Fiera Capital (Canada)
29
Fiera Capital (Canada)
Quebec, Canada
$339K +$72.7K +3,049 +28%
Stifel Financial
30
Stifel Financial
Missouri
$310K +$303K +12,724 New
CSPIA
31
Cary Street Partners Investment Advisory
Virginia
$303K
BW
32
Bison Wealth
Georgia
$276K +$9.56K +401 +4%
HighTower Advisors
33
HighTower Advisors
Illinois
$263K +$19.4K +813 +8%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$247K -$5K -210 -2%
Bank of America
35
Bank of America
North Carolina
$247K +$119K +4,994 +97%
BCP
36
Berkeley Capital Partners
Georgia
$243K +$238K +10,000 New
UBS Group
37
UBS Group
Switzerland
$239K -$108K -4,525 -32%
GSWM
38
Golden State Wealth Management
California
$204K +$1.91K +80 +1%
SPIA
39
Steward Partners Investment Advisory
New York
$143K +$59.9K +2,514 +75%
TI
40
tru Independence
Oregon
$100K
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$77K +$1.36K +57 +2%
GWM
42
Geneos Wealth Management
Colorado
$63K
HNB
43
Huntington National Bank
Ohio
$49K
CAN
44
Cetera Advisor Networks
California
$46K +$45.3K +1,900 New
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$45K
PFGIA
46
Patriot Financial Group Insurance Agency
Massachusetts
$37K +$143 +6 +0.4%
IRC
47
Investors Research Corp
Georgia
$29K
Citigroup
48
Citigroup
New York
$24K
BC
49
Barnett & Company
Tennessee
$16K
WB
50
Webster Bank
Connecticut
$12K +$11.9K +500 New