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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AF
26
Advisornet Financial
Minnesota
$394K +$104K +4,150 +27%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$390K -$468K -18,706 -49%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$376K -$63.7K -2,548 -12%
RJT
29
Raymond James Trust
Florida
$300K
UBS Group
30
UBS Group
Switzerland
$291K -$845K -33,780 -70%
CSPIA
31
Cary Street Partners Investment Advisory
Virginia
$252K -$52.5K -2,100 -14%
XF
32
XML Financial
Maryland
$226K +$279K +11,173 New
BW
33
Bison Wealth
Georgia
$222K -$137K -5,464 -33%
Fiera Capital (Canada)
34
Fiera Capital (Canada)
Quebec, Canada
$220K +$14.8K +593 +6%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$210K
HighTower Advisors
36
HighTower Advisors
Illinois
$202K +$250K +10,000 New
GSWM
37
Golden State Wealth Management
California
$168K +$208K +8,299 New
SMFS
38
Squar Milner Financial Services
California
$105K
Bank of America
39
Bank of America
North Carolina
$104K -$18.4K -734 -12%
TI
40
tru Independence
Oregon
$83K
CS
41
Capital Square
Tennessee
$72K +$89.4K +3,575 New
SPIA
42
Steward Partners Investment Advisory
New York
$67K +$14.9K +596 +22%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$63K +$50.2K +2,008 +182%
CAN
44
Claraphi Advisory Network
United States
$61K +$75.6K +3,021 New
GWM
45
Geneos Wealth Management
Colorado
$51K
Carson Wealth (CWM LLC)
46
Carson Wealth (CWM LLC)
Nebraska
$45K
HNB
47
Huntington National Bank
Ohio
$40K
PFGIA
48
Patriot Financial Group Insurance Agency
Massachusetts
$31K +$125 +5 +0.3%
IRC
49
Investors Research Corp
Georgia
$24K +$30K +1,200 New
Citigroup
50
Citigroup
New York
$20K