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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MAFM
26
Mid Atlantic Financial Management
Pennsylvania
$428K +$450K +21,000 New
SFS
27
Shaker Financial Services
Virginia
$374K +$393K +18,337 New
RJT
28
Raymond James Trust
Florida
$357K -$5.96K -278 -2%
BW
29
Bison Wealth
Georgia
$334K +$21 +1 +0%
MFG
30
Merit Financial Group
Georgia
$328K +$3.6K +168 +1%
LCM
31
Landscape Capital Management
New Jersey
$320K +$337K +15,727 New
AF
32
Advisornet Financial
Minnesota
$288K +$51.5K +2,400 +20%
CSPIA
33
Cary Street Partners Investment Advisory
Virginia
$279K +$294K +13,700 New
Bank of America
34
Bank of America
North Carolina
$270K +$180K +8,374 +172%
MWM
35
Meridian Wealth Management
Kentucky
$268K -$221K -10,284 -44%
Fiera Capital (Canada)
36
Fiera Capital (Canada)
Quebec, Canada
$268K +$15.7K +731 +6%
ARG
37
Advisory Resource Group
Oklahoma
$217K +$229K +10,661 New
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$207K
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$144K +$151K +7,062 New
SWM
40
SeaCrest Wealth Management
New York
$114K
NFG
41
Next Financial Group
Texas
$65K +$32.2K +1,500 +90%
GWM
42
Geneos Wealth Management
Colorado
$49K
FHB
43
First Hawaiian Bank
Hawaii
$47K
FMP
44
Financial Management Professionals
Texas
$44K
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$38K +$17.8K +832 +82%
AG
46
Advisor Group
Arizona
$37K +$12.1K +565 +45%
AIM
47
Advantage Investment Management
Iowa
$33K
APA
48
American Portfolios Advisors
New York
$31.2K +$21.6K +1,006 +192%
PFGIA
49
Patriot Financial Group Insurance Agency
Massachusetts
$31K
SQA
50
Simon Quick Advisors
New Jersey
$22K +$22.9K +1,066 New