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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$24.3M -$24.3M -1,631,745 -48%
NMC
2
Nine Masts Capital
Hong Kong
$4.98M +$5.37M +360,070 New
CS
3
Credit Suisse
Switzerland
$2.05M +$2.21M +148,025 New
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$1.68M
YCM
5
Yakira Capital Management
Connecticut
$1.46M -$4.84M -324,345 -75%
FFG
6
Ford Financial Group
California
$1M +$121K +8,128 +12%
Walleye Trading
7
Walleye Trading
New York
$938K -$867K -58,148 -46%
RJA
8
Raymond James & Associates
Florida
$916K -$273K -18,294 -22%
Creative Planning
9
Creative Planning
Kansas
$794K +$299K +20,049 +54%
CF
10
Centaurus Financial
California
$640K +$690K +46,272 New
CL
11
CSS LLC
Illinois
$484K +$56.1K +3,760 +12%
AG
12
Advisor Group
Arizona
$457K +$142K +9,518 +40%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$455K +$490K +32,870 New
Morgan Stanley
14
Morgan Stanley
New York
$346K +$5.5K +369 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$252K -$189K -12,686 -41%
IA
16
IFP Advisors
Florida
$240K +$77K +5,164 +42%
LPL Financial
17
LPL Financial
California
$216K +$20K +1,343 +9%
FFA
18
First Foundation Advisors
California
$148K +$159K +10,668 New
SEI Investments
19
SEI Investments
Pennsylvania
$104K +$2.95K +198 +3%
QCIG
20
Quad-Cities Investment Group
Iowa
$49K +$53K +3,556 New
GWM
21
Geneos Wealth Management
Colorado
$43K +$1.83K +123 +4%
UBS Group
22
UBS Group
Switzerland
$35K
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$24K +$1.19K +80 +5%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$19K +$20.5K +1,372 New
MFW
25
Mosaic Family Wealth
Missouri
$14K +$15.2K +1,016 New