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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$49.9M -$27.6M -2,260,124 -36%
CF
2
Centaurus Financial
California
$17.7M +$1.48M +120,945 +9%
YCM
3
Yakira Capital Management
Connecticut
$7.22M -$14.8M -1,214,092 -68%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$5.97M -$1.27M -103,824 -18%
FFG
5
Ford Financial Group
California
$3.71M +$83.8K +6,871 +2%
Osaic Holdings
6
Osaic Holdings
Arizona
$3.66M -$157K -12,903 -4%
RJA
7
Raymond James & Associates
Florida
$2.73M -$378K -30,987 -13%
CCP
8
Clough Capital Partners
Massachusetts
$1.38M -$3.63M -297,535 -73%
Morgan Stanley
9
Morgan Stanley
New York
$1.37M +$84.6K +6,940 +7%
LPL Financial
10
LPL Financial
California
$1.37M +$132K +10,843 +11%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.16M -$132K -10,816 -10%
CCG
12
Capital CS Group
California
$1.05M -$1.03M -84,133 -51%
KA
13
Kovack Advisors
Florida
$707K -$91.9K -7,533 -12%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$663K +$31.6K +2,591 +5%
BRWA
15
B. Riley Wealth Advisors
Florida
$556K -$401K -32,871 -43%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$471K -$26.6K -2,179 -6%
CWA
17
Capital Wealth Alliance
Arizona
$468K +$35.7K +2,923 +9%
SWM
18
SeaCrest Wealth Management
New York
$370K +$29.7K +2,439 +9%
DAS
19
Dynamic Advisor Solutions
Arizona
$359K +$39.8K +3,265 +13%
PAG
20
Private Advisor Group
New Jersey
$352K +$77.6K +6,359 +29%
CAN
21
Cetera Advisor Networks
California
$272K -$962K -78,863 -79%
DA
22
DCM Advisors
New York
$270K -$9.29K -762 -3%
UBS Group
23
UBS Group
Switzerland
$263K -$2.55K -209 -1%
NA
24
NewEdge Advisors
Louisiana
$223K +$281 +23 +0.1%
SBIA
25
Sheaff Brock Investment Advisors
Indiana
$196K