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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AGM
1
Alpine Global Management
New York
$45.5M +$3.82M +516,714 +9%
BFM
2
Boothbay Fund Management
New York
$45.4M +$3.96M +534,769 +10%
SIA
3
Sit Investment Associates
Minnesota
$26.9M -$15.2M -2,056,012 -37%
Osaic Holdings
4
Osaic Holdings
Arizona
$15.7M -$259K -35,000 -2%
RCM
5
Rivernorth Capital Management
Florida
$15.4M -$2.37M -320,003 -14%
KIM
6
Karpus Investment Management
New York
$15.1M +$120K +16,198 +0.8%
AIA
7
Absolute Investment Advisers
Florida
$9.67M +$280K +37,834 +3%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$8.65M -$834K -112,677 -9%
LPL Financial
9
LPL Financial
California
$5.55M -$213K -28,720 -4%
CCC
10
Cable Car Capital
California
$5.08M -$326 -44 -0%
TI
11
TrueMark Investments
Illinois
$4.5M +$4.39M +593,755 New
Cohen & Steers
12
Cohen & Steers
New York
$4.07M +$1.02M +137,160 +34%
SOA
13
Sea Otter Advisors
Florida
$3.85M +$3.76M +508,000 New
QL
14
Quarry LP
New York
$3.62M +$98.2K +13,267 +3%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$3.52M +$1.34M +181,292 +64%
PIA
16
Perennial Investment Advisors
California
$3.03M +$102K +13,805 +4%
YCM
17
Yakira Capital Management
Connecticut
$2.99M -$353K -47,644 -11%
CF
18
Centaurus Financial
California
$2.88M -$6.09M -822,350 -68%
Morgan Stanley
19
Morgan Stanley
New York
$2.67M +$257K +34,762 +11%
RJA
20
Raymond James & Associates
Florida
$2.44M -$22.9K -3,097 -1%
AWS
21
Atria Wealth Solutions
New York
$1.77M +$25.9K +3,506 +2%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.42M +$60.8K +8,209 +5%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$1.34M
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.11M +$382K +51,637 +54%
ACA
25
Aptus Capital Advisors
Alabama
$1.04M +$9.43K +1,274 +0.9%