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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$79.9M -$8.37M -732,775 -9%
KIM
2
Karpus Investment Management
New York
$14.5M -$3.08M -269,544 -17%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$13.3M +$2.84M +248,594 +27%
YCM
4
Yakira Capital Management
Connecticut
$13.2M -$2.05M -179,427 -13%
RCM
5
Rivernorth Capital Management
Florida
$5.82M -$8.33M -728,938 -58%
CF
6
Centaurus Financial
California
$4.27M +$761K +66,590 +21%
FFG
7
Ford Financial Group
California
$2.09M +$337K +29,453 +19%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.83M +$15.9K +1,394 +0.9%
AG
9
Advisor Group
Arizona
$979K -$188K -16,425 -16%
MWPCG
10
Measured Wealth Private Client Group
New Hampshire
$712K -$144K -12,599 -17%
PAG
11
Private Advisor Group
New Jersey
$676K -$57.9K -5,064 -8%
Morgan Stanley
12
Morgan Stanley
New York
$647K +$111K +9,705 +20%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$538K +$44.1K +3,861 +9%
RJA
14
Raymond James & Associates
Florida
$485K -$59.5K -5,202 -11%
Millennium Management
15
Millennium Management
New York
$473K +$99.9K +8,745 +26%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$418K
Baird Financial Group
17
Baird Financial Group
Wisconsin
$391K +$51.7K +4,526 +15%
Creative Planning
18
Creative Planning
Kansas
$377K -$303K -26,529 -44%
BRWA
19
B. Riley Wealth Advisors
Florida
$375K +$383K +33,512 New
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$334K +$103K +9,042 +43%
CL
21
CSS LLC
Illinois
$327K +$6.45K +564 +2%
KA
22
Kovack Advisors
Florida
$311K +$22.4K +1,964 +8%
Citadel Advisors
23
Citadel Advisors
Florida
$282K +$288K +25,201 New
DWM
24
Dakota Wealth Management
Florida
$275K -$2.61K -228 -0.9%
UBS Group
25
UBS Group
Switzerland
$209K +$76.7K +6,715 +56%