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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$135M -$11.5M -1,481,499 -8%
AGM
2
Alpine Global Management
New York
$38.1M +$634K +81,606 +2%
BFM
3
Boothbay Fund Management
New York
$38.1M +$701K +90,218 +2%
CF
4
Centaurus Financial
California
$19.9M +$1.19M +153,038 +6%
Osaic Holdings
5
Osaic Holdings
Arizona
$11.3M +$888K +114,318 +8%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$5.37M -$3.23M -416,390 -37%
Bank of America
7
Bank of America
North Carolina
$4.16M -$24M -3,094,557 -85%
LPL Financial
8
LPL Financial
California
$3.82M +$223K +28,671 +6%
UFM
9
Ursa Fund Management
California
$3.51M +$1.82M +233,821 +105%
PIA
10
Perennial Investment Advisors
California
$2.75M +$2.78M +358,148 New
AWS
11
Atria Wealth Solutions
New York
$2.34M +$561K +72,288 +31%
CAN
12
Cetera Advisor Networks
California
$1.41M +$270K +34,824 +23%
Morgan Stanley
13
Morgan Stanley
New York
$1.31M -$411K -52,902 -24%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.28M +$175K +22,475 +16%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$1.14M -$54K -6,958 -4%
RJA
16
Raymond James & Associates
Florida
$982K -$684K -88,085 -41%
CL
17
CSS LLC
Illinois
$728K +$2.8K +360 +0.4%
CCG
18
Capital CS Group
California
$722K +$7.36K +947 +1%
KA
19
Kovack Advisors
Florida
$713K +$80.3K +10,336 +12%
GSIAS
20
Garden State Investment Advisory Services
New Jersey
$563K +$50.8K +6,540 +10%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$560K -$649K -83,567 -53%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$545K -$25K -3,217 -4%
PFS
23
Prospera Financial Services
Texas
$522K +$27.4K +3,525 +5%
CFD
24
Creative Financial Designs
Indiana
$511K +$2.17K +279 +0.4%
CA
25
Cetera Advisors
Colorado
$489K -$55.2K -7,112 -10%