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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$41.5M -$39.5M -5,545,598 -50%
AGM
2
Alpine Global Management
New York
$40.6M +$103K +14,394 +0.3%
BFM
3
Boothbay Fund Management
New York
$40.4M -$109K -15,339 -0.3%
RCM
4
Rivernorth Capital Management
Florida
$17.4M +$15.6M +2,186,254 +1,279%
Osaic Holdings
5
Osaic Holdings
Arizona
$15.6M -$969K -135,984 -6%
KIM
6
Karpus Investment Management
New York
$14.6M +$9.74M +1,365,905 +224%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$9.28M +$387K +54,233 +5%
AIA
8
Absolute Investment Advisers
Florida
$9.17M +$8.83M +1,238,700 New
CF
9
Centaurus Financial
California
$8.9M -$331K -46,495 -4%
LPL Financial
10
LPL Financial
California
$5.64M +$439K +61,624 +9%
LSC
11
Logan Stone Capital
Illinois
$5.29M +$5.09M +714,372 New
CCC
12
Cable Car Capital
California
$4.96M -$13.2K -1,855 -0.3%
SWP
13
Significant Wealth Partners
Illinois
$3.57M -$524K -73,468 -13%
QL
14
Quarry LP
New York
$3.44M +$906K +127,084 +38%
YCM
15
Yakira Capital Management
Connecticut
$3.27M +$1.84M +257,684 +140%
Cohen & Steers
16
Cohen & Steers
New York
$2.96M +$1.48M +207,264 +107%
PIA
17
Perennial Investment Advisors
California
$2.86M +$40.4K +5,671 +1%
RJA
18
Raymond James & Associates
Florida
$2.4M +$992K +139,198 +75%
Morgan Stanley
19
Morgan Stanley
New York
$2.35M +$383K +53,661 +20%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$2.1M +$1.86M +260,805 +1,165%
AWS
21
Atria Wealth Solutions
New York
$1.7M +$65.1K +9,137 +4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.32M +$33.2K +4,653 +3%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$1.31M +$3.27K +458 +0.3%
WAM
24
Wolverine Asset Management
Illinois
$1.18M +$82.8K +11,615 +8%
CAN
25
Cetera Advisor Networks
California
$1.13M +$75.8K +10,629 +7%