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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$167M +$20.3M +2,127,074 +12%
BFM
2
Boothbay Fund Management
New York
$32.1M +$36.3M +3,810,000 New
AGM
3
Alpine Global Management
New York
$31.3M +$21.2M +2,222,115 +149%
Bank of America
4
Bank of America
North Carolina
$26.7M -$11.6M -1,220,395 -28%
UFM
5
Ursa Fund Management
California
$20M -$4.64M -487,664 -17%
CF
6
Centaurus Financial
California
$19.2M +$2.34M +245,153 +12%
Osaic Holdings
7
Osaic Holdings
Arizona
$10.1M -$2.41M -253,020 -17%
Goldman Sachs
8
Goldman Sachs
New York
$6.25M +$160K +16,750 +2%
YCM
9
Yakira Capital Management
Connecticut
$4.26M -$11.1M -1,167,735 -70%
Millennium Management
10
Millennium Management
New York
$3.46M -$451K -47,328 -10%
LPL Financial
11
LPL Financial
California
$3.25M +$138K +14,531 +4%
FFG
12
Ford Financial Group
California
$3.1M +$104K +10,927 +3%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$2.99M -$7.6M -798,428 -69%
RJA
14
Raymond James & Associates
Florida
$1.92M +$424K +44,491 +24%
AWS
15
Atria Wealth Solutions
New York
$1.87M +$153K +16,069 +8%
Mariner
16
Mariner
Kansas
$1.75M +$1.98M +207,564 New
HHGC
17
Hunting Hill Global Capital
New York
$1.56M +$1.76M +185,056 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.47M +$1.38M +144,650 +483%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.33M -$67.9K -7,130 -4%
Morgan Stanley
20
Morgan Stanley
New York
$1.32M +$238K +24,967 +19%
PFS
21
Prospera Financial Services
Texas
$1M +$335K +35,154 +42%
CCG
22
Capital CS Group
California
$910K -$13.7K -1,442 -1%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$909K +$20.2K +2,122 +2%
CAN
24
Cetera Advisor Networks
California
$873K -$588K -61,777 -37%
CL
25
CSS LLC
Illinois
$761K -$334K -35,046 -28%