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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$53.3M +$52.4M +3,560,419 +35,026%
CS
2
Credit Suisse
Switzerland
$9.35M +$4.85M +329,347 +111%
YCM
3
Yakira Capital Management
Connecticut
$3.57M +$3.51M +238,833 New
RCM
4
Rivernorth Capital Management
Florida
$3.16M +$3.11M +211,383 New
NMC
5
Nine Masts Capital
Hong Kong
$1.35M -$1.12M -76,380 -46%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.22M +$22.2K +1,507 +2%
Ameriprise
7
Ameriprise
Minnesota
$1.03M +$525K +35,658 +107%
Creative Planning
8
Creative Planning
Kansas
$740K -$29.4K -2,000 -4%
RJA
9
Raymond James & Associates
Florida
$488K +$207K +14,087 +76%
LPL Financial
10
LPL Financial
California
$419K +$142K +9,677 +53%
CL
11
CSS LLC
Illinois
$351K +$346K +23,504 New
BRWA
12
B. Riley Wealth Advisors
Florida
$298K +$13.7K +934 +5%
AG
13
Advisor Group
Arizona
$267K +$73.7K +5,008 +39%
PAG
14
Private Advisor Group
New Jersey
$239K +$72.8K +4,944 +44%
CA
15
Cetera Advisors
Colorado
$194K
IA
16
IFP Advisors
Florida
$48K +$15K +1,019 +46%
MFS
17
MSI Financial Services
Massachusetts
$36K -$24.7K -1,678 -41%
GWM
18
Geneos Wealth Management
Colorado
$34K +$1.34K +91 +4%
UBS Group
19
UBS Group
Switzerland
$31K +$17.8K +1,210 +139%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$30K -$77K -5,230 -72%
Morgan Stanley
21
Morgan Stanley
New York
$20K -$751 -51 -4%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$13K +$692 +47 +6%
Citigroup
23
Citigroup
New York
$12K
BIG
24
Bellwether Investment Group
Tennessee
$8K +$8.29K +563 New
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$6K