Nine Masts Capital’s Cornerstone Strategic Value Fund CLM Stock Holding History

Nine Masts Capital’s Portfolio CLM Stock Details CLM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-131,267	Closed	-$1.81M	–	208
2018 Q3	$1.81M	Sell	131,267 -228,803	-64%	-$3.18M	0.49%	45
2018 Q2	$4.98M	Buy	+360,070	New	+$5.37M	0.97%	20
2018 Q1	–	Sell	-24,790	Closed	-$377K	–	276
2017 Q4	$377K	Buy	+24,790	New	+$367K	0.05%	104
2017 Q1	–	Sell	-90,417	Closed	-$1.35M	–	81
2016 Q4	$1.35M	Sell	90,417 -76,380	-46%	-$1.12M	0.28%	43
2016 Q3	$2.45M	Buy	+166,797	New	+$2.71M	0.49%	39

Other funds holding CLM

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Clough Capital Partners Boston, Massachusetts $1.23B AUM 51.32% 1-Year Est. Return

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.59B AUM 31.63% 1-Year Est. Return

Nine Masts Capital's CLM Position: Q4 2018 in Review

Nine Masts Capital sold out of Cornerstone Strategic Value Fund (CLM) in Q4 2018, closing a stake of 131,267 shares — an estimated $1.81M sold.

Nine Masts Capital first reported a position in CLM in Q3 2016 and held it in 5 quarters. The position peaked at $4.98M in Q2 2018. 48 funds tracked by Wall St. Rank hold CLM as of Q4 2018.

Nine Masts Capital reported no remaining Cornerstone Strategic Value Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 131,267 Cornerstone Strategic Value Fund shares in Q4 2018, an estimated $1.81M.
Nine Masts Capital first reported a position in Cornerstone Strategic Value Fund in Q3 2016 and held it in 5 quarters.
Nine Masts Capital's Cornerstone Strategic Value Fund position peaked at $4.98M in Q2 2018.
48 funds tracked by Wall St. Rank held Cornerstone Strategic Value Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.