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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
YCM
1
Yakira Capital Management
Connecticut
$7.58M -$1.13M -45,670 -13%
RCM
2
Rivernorth Capital Management
Florida
$1M -$4.72M -191,307 -82%
MIG
3
Mariner Investment Group
New York
$603K +$621K +25,144 New
NPC
4
National Planning Corporation
California
$521K +$142K +5,766 +36%
BRWA
5
B. Riley Wealth Advisors
Florida
$383K +$403K +16,332 +105%
LPL Financial
6
LPL Financial
California
$382K +$148K +6,016 +61%
ICAS
7
Investors Capital Advisory Services
Massachusetts
$189K +$20K +812 +11%
CL
8
CSS LLC
Illinois
$169K +$5.41K +219 +3%
CA
9
Cetera Advisors
Colorado
$100K
PAG
10
Private Advisor Group
New Jersey
$97K
FFA
11
First Foundation Advisors
California
$91K +$94K +3,810 New
FAAS
12
First Allied Advisory Services
California
$79K -$8.44K -342 -10%
Morgan Stanley
13
Morgan Stanley
New York
$74K +$25.1K +1,018 +49%
Creative Planning
14
Creative Planning
Kansas
$53K +$1.68K +68 +3%
SIA
15
Sit Investment Associates
Minnesota
$35K -$7.62M -308,616 -100%
DADC
16
D.A. Davidson & Co
Montana
$25K
MFS
17
MSI Financial Services
Massachusetts
$19K +$20.1K +813 New
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$12K +$543 +22 +5%
TRCT
19
Tower Research Capital (TRC)
New York
$10K +$8.37K +339 +419%
Wells Fargo
20
Wells Fargo
California
$7K +$6.86K +278 New
NFG
21
Next Financial Group
Texas
$7K +$7.53K +305 New
U
22
UBS
Switzerland
$6K -$13.5K -546 -68%
AIG
23
American International Group
New York
$2.8K -$18.8K -762 -87%
DMAM
24
Del Mar Asset Management
New York
-$230K -9,042 Closed
Fisher Asset Management
25
Fisher Asset Management
Washington
-$142K -5,587 Closed