National Planning Corporation’s Cornerstone Strategic Value Fund CLM Stock Holding History

National Planning Corporation’s Portfolio CLM Stock Details CLM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-49,859	Closed	-$676K	–	662
2015 Q4	$676K	Buy	+49,859	New	+$805K	0.06%	329
2015 Q1	–	Sell	-28,149	Closed	-$565K	–	883
2014 Q4	$565K	Buy	28,149 +6,441	+30%	+$130K	0.04%	370
2014 Q3	$486K	Sell	21,708 -27	-0.1%	-$646	0.04%	409
2014 Q2	$521K	Buy	21,735 +5,766	+36%	+$142K	0.04%	385
2014 Q1	$411K	Buy	15,969 +3,442	+27%	+$87.8K	0.04%	430
2013 Q4	$323K	Buy	+12,527	New	+$341K	0.03%	497

Other funds holding CLM

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

National Planning Corporation's CLM Position: Q1 2016 in Review

National Planning Corporation sold out of Cornerstone Strategic Value Fund (CLM) in Q1 2016, closing a stake of 49,859 shares — an estimated $676K sold.

National Planning Corporation first reported a position in CLM in Q4 2013 and held it in 6 quarters. The position peaked at $676K in Q4 2015. 31 funds tracked by Wall St. Rank hold CLM as of Q1 2016.

National Planning Corporation reported no remaining Cornerstone Strategic Value Fund position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 49,859 Cornerstone Strategic Value Fund shares in Q1 2016, an estimated $676K.
National Planning Corporation first reported a position in Cornerstone Strategic Value Fund in Q4 2013 and held it in 6 quarters.
National Planning Corporation's Cornerstone Strategic Value Fund position peaked at $676K in Q4 2015.
31 funds tracked by Wall St. Rank held Cornerstone Strategic Value Fund as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.