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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
YCM
1
Yakira Capital Management
Connecticut
$9.21M -$145K -5,676 -2%
SIA
2
Sit Investment Associates
Minnesota
$7.9M -$9.26M -363,108 -54%
RCM
3
Rivernorth Capital Management
Florida
$5.94M -$1.28M -49,992 -18%
NPC
4
National Planning Corporation
California
$411K +$87.8K +3,442 +27%
BRWA
5
B. Riley Wealth Advisors
Florida
$397K
LPL Financial
6
LPL Financial
California
$253K +$115K +4,492 +82%
DMAM
7
Del Mar Asset Management
New York
$230K
ICAS
8
Investors Capital Advisory Services
Massachusetts
$180K +$29.2K +1,143 +19%
CL
9
CSS LLC
Illinois
$174K +$6.02K +236 +4%
Fisher Asset Management
10
Fisher Asset Management
Washington
$142K +$143K +5,587 New
CA
11
Cetera Advisors
Colorado
$107K +$11.7K +457 +12%
PAG
12
Private Advisor Group
New Jersey
$104K +$357 +14 +0.3%
FAAS
13
First Allied Advisory Services
California
$92K +$77 +3 +0.1%
COLIM
14
City of London Investment Management
United Kingdom
$91K
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$83K +$83.6K +3,277 New
VKH
16
Virtu KCG Holdings
New York
$82K -$145K -5,694 -64%
Creative Planning
17
Creative Planning
Kansas
$55K +$35.2K +1,382 +181%
Morgan Stanley
18
Morgan Stanley
New York
$53K +$46.3K +1,816 +721%
DADC
19
D.A. Davidson & Co
Montana
$26K
AIG
20
American International Group
New York
$22.4K +$19.4K +762 +651%
U
21
UBS
Switzerland
$20K +$13.7K +539 +203%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$12K +$536 +21 +5%
TRCT
23
Tower Research Capital (TRC)
New York
$2K -$2.27K -89 -52%
SG Americas Securities
24
SG Americas Securities
New York
-$910K -35,024 Closed
CS
25
Credit Suisse
Switzerland
-$444K -17,069 Closed