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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AGM
1
Alpine Global Management
New York
$53.7M +$1.74M +236,096 +4%
BFM
2
Boothbay Fund Management
New York
$49.8M +$1.04M +140,973 +2%
SIA
3
Sit Investment Associates
Minnesota
$46.5M +$42M +5,695,216 +16,016%
Osaic Holdings
4
Osaic Holdings
Arizona
$28.4M +$5.52M +748,352 +27%
SC
5
Sculptor Capital
New York
$21.7M +$19.7M +2,666,574 New
RCM
6
Rivernorth Capital Management
Florida
$14.6M +$13.3M +1,803,392 New
LPL Financial
7
LPL Financial
California
$11.1M +$1.71M +231,229 +20%
AIA
8
Absolute Investment Advisers
Florida
$9.98M +$9.07M +1,229,119 New
YCM
9
Yakira Capital Management
Connecticut
$9.73M +$3.87M +524,405 +78%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$8.73M +$7.26M +984,652 +1,090%
Cohen & Steers
11
Cohen & Steers
New York
$5.97M +$871K +118,018 +19%
CCC
12
Cable Car Capital
California
$5.37M -$83.4K -11,308 -2%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$4.96M +$719K +97,382 +19%
SWP
14
Stratos Wealth Partners
Ohio
$4.45M +$1.3M +176,282 +47%
Morgan Stanley
15
Morgan Stanley
New York
$4.13M +$351K +47,616 +10%
QL
16
Quarry LP
New York
$4.12M +$3.65M +494,786 +4,052%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.05M -$232K -31,457 -6%
PIA
18
Perennial Investment Advisors
California
$3.66M +$53.7K +7,280 +2%
Raymond James Financial
19
Raymond James Financial
Florida
$2.85M +$264K +35,790 +11%
UFM
20
Ursa Fund Management
California
$2.23M +$1.84M +249,600 +983%
US Bancorp
21
US Bancorp
Minnesota
$2.08M -$30.3K -4,104 -2%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$2.04M -$20.2K -2,732 -1%
ACA
23
Aptus Capital Advisors
Alabama
$1.77M -$4.3K -583 -0.3%
JWCA
24
J.W. Cole Advisors
Florida
$1.67M +$276K +37,369 +22%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$1.19M +$324K +43,880 +43%