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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
1
B. Riley Wealth Advisors
Florida
$3.73M +$353K +17,474 +105%
YCM
2
Yakira Capital Management
Connecticut
$3.38M -$186K -9,224 -5%
RCM
3
Rivernorth Capital Management
Florida
$2.98M +$3.06M +151,372 New
NPC
4
National Planning Corporation
California
$565K +$130K +6,441 +30%
RJA
5
Raymond James & Associates
Florida
$403K +$213K +10,548 +107%
SG Americas Securities
6
SG Americas Securities
New York
$325K +$334K +16,499 New
CCP
7
Clough Capital Partners
Massachusetts
$273K +$280K +13,868 New
LPL Financial
8
LPL Financial
California
$207K -$204K -10,072 -49%
WAM
9
Wolverine Asset Management
Illinois
$177K +$182K +9,009 New
UBS Group
10
UBS Group
Switzerland
$76K +$77.7K +3,845 New
Creative Planning
11
Creative Planning
Kansas
$68K +$25K +1,235 +55%
Morgan Stanley
12
Morgan Stanley
New York
$29K -$40 -2 -0.1%
DADC
13
D.A. Davidson & Co
Montana
$20K
TRCT
14
Tower Research Capital (TRC)
New York
$17K +$13.5K +668 +308%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$17K +$17.6K +873 New
CFA
16
Camarda Financial Advisors
Florida
$12K +$12.8K +634 New
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$11K +$788 +39 +7%
MFS
18
MSI Financial Services
Massachusetts
$9K
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$5K +$5.13K +254 New
WAM
20
Weiss Asset Management
Massachusetts
-$368K -16,022 Closed
ICAS
21
Investors Capital Advisory Services
Massachusetts
-$197K -8,581 Closed
CL
22
CSS LLC
Illinois
-$167K -7,269 Closed
FFA
23
First Foundation Advisors
California
-$146K -6,350 Closed
PAG
24
Private Advisor Group
New Jersey
-$133K -5,793 Closed
Citadel Advisors
25
Citadel Advisors
Florida
-$98K -4,243 Closed