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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$4.35M +$4.81M +296,672 New
NMC
2
Nine Masts Capital
Hong Kong
$2.45M +$2.71M +166,797 New
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.18M +$313K +19,289 +32%
IG
4
ING Group
Netherlands
$844K +$939K +57,912 New
Creative Planning
5
Creative Planning
Kansas
$756K +$95.8K +5,904 +13%
Ameriprise
6
Ameriprise
Minnesota
$490K +$338K +20,833 +166%
TC
7
TFS Capital
Pennsylvania
$400K +$442K +27,272 New
FPCP
8
Fort Point Capital Partners
California
$328K +$115K +7,112 +47%
WS
9
Wedbush Securities
California
$325K -$435K -26,846 -55%
BRWA
10
B. Riley Wealth Advisors
Florida
$279K -$94.3K -5,817 -23%
RJA
11
Raymond James & Associates
Florida
$273K +$302K +18,616 New
LPL Financial
12
LPL Financial
California
$268K -$4.31K -266 -1%
CA
13
Cetera Advisors
Colorado
$191K
AG
14
Advisor Group
Arizona
$189K +$66.5K +4,101 +47%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$183K
PAG
16
Private Advisor Group
New Jersey
$164K
SIA
17
Sit Investment Associates
Minnesota
$149K +$165K +10,165 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$107K +$118K +7,262 New
MFS
19
MSI Financial Services
Massachusetts
$60K +$681 +42 +1%
IA
20
IFP Advisors
Florida
$33K +$19.8K +1,219 +122%
GWM
21
Geneos Wealth Management
Colorado
$32K +$1.31K +81 +4%
Morgan Stanley
22
Morgan Stanley
New York
$21K -$38K -2,346 -63%
DADC
23
D.A. Davidson & Co
Montana
$15K
UBS Group
24
UBS Group
Switzerland
$13K -$37.3K -2,300 -72%
Citigroup
25
Citigroup
New York
$12K