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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$87.1M -$47.3M -5,746,364 -34%
BFM
2
Boothbay Fund Management
New York
$43.4M +$108K +13,068 +0.2%
AGM
3
Alpine Global Management
New York
$43.3M -$56.9K -6,912 -0.1%
Osaic Holdings
4
Osaic Holdings
Arizona
$30.6M +$15.4M +1,874,389 +95%
CF
5
Centaurus Financial
California
$17.6M -$3.51M -426,248 -16%
LPL Financial
6
LPL Financial
California
$5.06M +$239K +29,003 +5%
PIA
7
Perennial Investment Advisors
California
$2.97M +$166K +20,122 +6%
Morgan Stanley
8
Morgan Stanley
New York
$2.91M +$1.53M +186,060 +103%
AWS
9
Atria Wealth Solutions
New York
$1.83M -$319K -38,722 -14%
RJA
10
Raymond James & Associates
Florida
$1.43M +$410K +49,766 +38%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.15M -$31.3K -3,806 -3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.09M -$288K -35,002 -20%
CAN
13
Cetera Advisor Networks
California
$1.06M +$234K +28,386 +27%
UFM
14
Ursa Fund Management
California
$982K -$2.75M -333,389 -73%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$778K +$45.6K +5,541 +6%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$713K -$6.71K -815 -0.9%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$706K -$699K -84,908 -49%
CFD
18
Creative Financial Designs
Indiana
$601K +$25.2K +3,061 +4%
CL
19
CSS LLC
Illinois
$562K
CA
20
Cetera Advisors
Colorado
$428K
GSIAS
21
Garden State Investment Advisory Services
New Jersey
$426K +$37.1K +4,507 +9%
KA
22
Kovack Advisors
Florida
$382K -$17.9K -2,172 -4%
PAG
23
Private Advisor Group
New Jersey
$378K +$41.9K +5,082 +12%
CCG
24
Capital CS Group
California
$360K -$6.97K -847 -2%
PFS
25
Prospera Financial Services
Texas
$355K +$23.4K +2,844 +7%