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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$17.5M +$18.3M +673,179 New
YCM
2
Yakira Capital Management
Connecticut
$9.54M +$10M +367,330 New
RCM
3
Rivernorth Capital Management
Florida
$7.35M +$7.71M +283,012 New
SG Americas Securities
4
SG Americas Securities
New York
$910K +$955K +35,024 New
CS
5
Credit Suisse
Switzerland
$444K +$465K +17,069 New
BRWA
6
B. Riley Wealth Advisors
Florida
$405K -$8.45K -310 -2%
NPC
7
National Planning Corporation
California
$323K +$341K +12,527 New
DMAM
8
Del Mar Asset Management
New York
$235K +$246K +9,042 New
VKH
9
Virtu KCG Holdings
New York
$232K +$165K +6,054 +211%
CL
10
CSS LLC
Illinois
$171K +$180K +6,592 New
ICAS
11
Investors Capital Advisory Services
Massachusetts
$154K
LPL Financial
12
LPL Financial
California
$141K +$42.4K +1,557 +40%
WAM
13
Weiss Asset Management
Massachusetts
$131K -$616K -22,600 -82%
PAG
14
Private Advisor Group
New Jersey
$105K +$110K +4,052 New
CA
15
Cetera Advisors
Colorado
$97K +$25.4K +931 +33%
COLIM
16
City of London Investment Management
United Kingdom
$93K +$96.9K +3,556 New
FAAS
17
First Allied Advisory Services
California
$92K -$13.8K -507 -13%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$81K +$85.2K +3,124 New
DADC
19
D.A. Davidson & Co
Montana
$27K +$28.8K +1,056 New
Creative Planning
20
Creative Planning
Kansas
$20K -$554K -20,320 -96%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$12K +$518 +19 +4%
U
22
UBS
Switzerland
$7K +$981 +36 +16%
Morgan Stanley
23
Morgan Stanley
New York
$7K +$6.87K +252 New
WA
24
WFG Advisors
Texas
$7K +$7.33K +269 New
TRCT
25
Tower Research Capital (TRC)
New York
$4K +$4.63K +170 New