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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
YCM
1
Yakira Capital Management
Connecticut
$4.15M -$3.24M -135,466 -43%
NPC
2
National Planning Corporation
California
$486K -$646 -27 -0.1%
LPL Financial
3
LPL Financial
California
$456K +$110K +4,618 +29%
BRWA
4
B. Riley Wealth Advisors
Florida
$384K -$363K -15,189 -48%
WAM
5
Weiss Asset Management
Massachusetts
$368K +$383K +16,022 New
RJA
6
Raymond James & Associates
Florida
$227K +$237K +9,893 New
ICAS
7
Investors Capital Advisory Services
Massachusetts
$197K +$16.4K +686 +9%
CL
8
CSS LLC
Illinois
$167K +$5.31K +222 +3%
FFA
9
First Foundation Advisors
California
$146K +$60.8K +2,540 +67%
PAG
10
Private Advisor Group
New Jersey
$133K +$41.3K +1,727 +42%
Citadel Advisors
11
Citadel Advisors
Florida
$98K +$102K +4,243 New
CA
12
Cetera Advisors
Colorado
$96K
Creative Planning
13
Creative Planning
Kansas
$51K +$622 +26 +1%
Morgan Stanley
14
Morgan Stanley
New York
$34K -$38.3K -1,602 -52%
DADC
15
D.A. Davidson & Co
Montana
$24K
U
16
UBS
Switzerland
$17K +$11.6K +484 +188%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$12K +$574 +24 +5%
MFS
18
MSI Financial Services
Massachusetts
$10K -$9.11K -381 -47%
NFG
19
Next Financial Group
Texas
$7K
TRCT
20
Tower Research Capital (TRC)
New York
$5K -$4.86K -203 -48%
AIG
21
American International Group
New York
$2.69K
RCM
22
Rivernorth Capital Management
Florida
-$1M -41,713 Closed
MIG
23
Mariner Investment Group
New York
-$603K -25,144 Closed
FAAS
24
First Allied Advisory Services
California
-$79K -3,205 Closed
SIA
25
Sit Investment Associates
Minnesota
-$35K -1,455 Closed