First Foundation Advisors’s Cornerstone Strategic Value Fund CLM Stock Holding History

First Foundation Advisors’s Portfolio CLM Stock Details CLM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-15,250	Closed	-$175K	–	362
2019 Q2	$175K	Sell	15,250 -10,150	-40%	-$119K	0.01%	324
2019 Q1	$304K	Hold	25,400	–	–	0.02%	266
2018 Q4	$279K	Buy	25,400 +12,192	+92%	+$147K	0.02%	319
2018 Q3	$182K	Buy	13,208 +2,540	+24%	+$35.3K	0.01%	334
2018 Q2	$148K	Buy	+10,668	New	+$159K	0.01%	315
2014 Q4	–	Sell	-6,350	Closed	-$146K	–	252
2014 Q3	$146K	Buy	6,350 +2,540	+67%	+$60.8K	0.01%	217
2014 Q2	$91K	Buy	+3,810	New	+$94K	0.01%	229

Other funds holding CLM

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

FFG

Ford Financial Group Fresno, California $2.36M AUM 7.29% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

MWPCG

Measured Wealth Private Client Group Portsmouth, New Hampshire $366M AUM 21.68% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

First Foundation Advisors's CLM Position: Q3 2019 in Review

First Foundation Advisors sold out of Cornerstone Strategic Value Fund (CLM) in Q3 2019, closing a stake of 15,250 shares — an estimated $175K sold.

First Foundation Advisors first reported a position in CLM in Q2 2014 and held it in 7 quarters. The position peaked at $304K in Q1 2019. 46 funds tracked by Wall St. Rank hold CLM as of Q3 2019.

First Foundation Advisors reported no remaining Cornerstone Strategic Value Fund position as of Q3 2019 after selling out during the quarter.
First Foundation Advisors sold 15,250 Cornerstone Strategic Value Fund shares in Q3 2019, an estimated $175K.
First Foundation Advisors first reported a position in Cornerstone Strategic Value Fund in Q2 2014 and held it in 7 quarters.
First Foundation Advisors's Cornerstone Strategic Value Fund position peaked at $304K in Q1 2019.
46 funds tracked by Wall St. Rank held Cornerstone Strategic Value Fund as of Q3 2019.

Based on First Foundation Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.