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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$139M -$5.19M -643,393 -3%
AGM
2
Alpine Global Management
New York
$35.5M +$9.51M +1,178,187 +32%
BFM
3
Boothbay Fund Management
New York
$35.4M +$8.61M +1,066,799 +28%
HHGC
4
Hunting Hill Global Capital
New York
$30.1M +$32M +3,966,408 +2,143%
Bank of America
5
Bank of America
North Carolina
$26.4M +$3.84M +475,536 +15%
CF
6
Centaurus Financial
California
$17.7M +$1.35M +167,498 +7%
Osaic Holdings
7
Osaic Holdings
Arizona
$9.84M +$1.3M +160,887 +13%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$8.1M +$6.14M +761,378 +215%
Goldman Sachs
9
Goldman Sachs
New York
$4.55M -$908K -112,515 -15%
LPL Financial
10
LPL Financial
California
$3.4M +$672K +83,236 +22%
FFG
11
Ford Financial Group
California
$2.64M -$27.4K -3,401 -0.9%
YCM
12
Yakira Capital Management
Connecticut
$2.28M -$1.54M -190,404 -38%
CCP
13
Clough Capital Partners
Massachusetts
$2.11M +$2.35M +290,678 New
AWS
14
Atria Wealth Solutions
New York
$1.69M +$94.2K +11,671 +5%
UFM
15
Ursa Fund Management
California
$1.62M -$17.4M -2,151,858 -91%
Morgan Stanley
16
Morgan Stanley
New York
$1.62M +$535K +66,358 +42%
RJA
17
Raymond James & Associates
Florida
$1.57M -$96.3K -11,939 -5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.14M -$146K -18,069 -10%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.13M +$386K +47,781 +44%
CAN
20
Cetera Advisor Networks
California
$1.08M +$367K +45,442 +44%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.05M -$105K -12,976 -8%
CL
22
CSS LLC
Illinois
$687K +$35.2K +4,368 +5%
CCG
23
Capital CS Group
California
$677K -$118K -14,568 -14%
KA
24
Kovack Advisors
Florida
$600K +$44.1K +5,459 +7%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$539K -$62.1K -7,697 -9%