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Cornerstone Strategic Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$73.1M
RCM
2
Rivernorth Capital Management
Florida
$27M +$4.32M +291,751 +20%
YCM
3
Yakira Capital Management
Connecticut
$12.4M -$2.85M -192,339 -19%
Walleye Trading
4
Walleye Trading
New York
$3.11M -$248K -16,764 -8%
LCM
5
Laurion Capital Management
New York
$2.55M +$55K +3,710 +2%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.57M -$224K -15,095 -13%
IG
7
ING Group
Netherlands
$1.3M -$4.86M -327,848 -79%
Creative Planning
8
Creative Planning
Kansas
$791K +$800 +54 +0.1%
RJA
9
Raymond James & Associates
Florida
$760K +$89.3K +6,029 +14%
CCP
10
Clough Capital Partners
Massachusetts
$667K -$1.24M -83,515 -66%
BC
11
Brinker Capital
Pennsylvania
$489K +$144K +9,702 +43%
CL
12
CSS LLC
Illinois
$476K
MIG
13
Mariner Investment Group
New York
$453K -$417K -28,143 -49%
FFG
14
Ford Financial Group
California
$429K +$401K +27,076 New
NMC
15
Nine Masts Capital
Hong Kong
$377K +$367K +24,790 New
AG
16
Advisor Group
Arizona
$337K +$18.8K +1,272 +6%
Morgan Stanley
17
Morgan Stanley
New York
$287K -$25.4K -1,713 -8%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$245K -$39.2K -2,645 -14%
LPL Financial
19
LPL Financial
California
$228K +$221K +14,952 New
IA
20
IFP Advisors
Florida
$186K -$19.5K -1,319 -10%
SEI Investments
21
SEI Investments
Pennsylvania
$99K +$96.6K +6,525 New
UBS Group
22
UBS Group
Switzerland
$44K -$3.57K -241 -8%
GWM
23
Geneos Wealth Management
Colorado
$40K +$1.36K +92 +4%
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$31K
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$24K +$1.07K +72 +5%