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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
51
B. Riley Wealth Advisors
Florida
$133K
TCA
52
Tortoise Capital Advisors
Kansas
$99K +$96.7K +740 New
US Bancorp
53
US Bancorp
Minnesota
$96K +$49.7K +380 +112%
1IC
54
1919 Investment Counsel
Maryland
$92K
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$78K +$76.2K +583 New
Northwestern Mutual Wealth Management
56
Northwestern Mutual Wealth Management
Wisconsin
$60K +$58.8K +450 New
SFSIG
57
San Francisco Sentry Investment Group
California
$56K +$2.09K +16 +4%
Bank of Montreal
58
Bank of Montreal
Ontario, Canada
$53K -$26.1K -200 -33%
JIC
59
Joel Isaacson & Co
New York
$53K
WT
60
Whittier Trust
California
$51K
AIG
61
American International Group
New York
$49.3K +$131 +1 +0.3%
RNS
62
Robert N. Shapiro
$40K -$653 -5 -2%
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$40K +$13.1K +100 +50%
GT
64
Glenmede Trust
Pennsylvania
$36K
LFR
65
Lehman Financial Resources
Pennsylvania
$27K
AC
66
Alexandria Capital
Virginia
$19K
LTFS
67
Ladenburg Thalmann Financial Services
Florida
$18K +$17.5K +134 New
TDC
68
Thompson Davis & Co
Virginia
$7K -$6.93K -53 -51%
CG
69
Colony Group
Massachusetts
$7K -$131 -1 -2%
OFG
70
OTA Financial Group
New York
-$2.07M -15,221 Closed
BFM
71
Boston Financial Management
Massachusetts
-$340K -2,500 Closed
MCM
72
Maryland Capital Management
Maryland
-$339K -2,490 Closed
Northern Trust
73
Northern Trust
Illinois
-$253K -1,859 Closed
CAN
74
Cetera Advisor Networks
California
-$213K -1,577 Closed
CFN
75
Cordasco Financial Network
Florida
-$77K -569 Closed