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Cathay General Bancorp
CATY

Overview Fund Activity

218 hedge funds and large institutions have $2.17B invested in Cathay General Bancorp in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 79 increasing their positions, 78 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
-5
Holders Change %
-2.24%
% of All Funds
4.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
26
Increased
79
Reduced
78
Closed
25
Calls
$15K
Puts
$2.08M
Net Calls
-$2.07M
Net Calls Change
-$68K

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$126M
2
AR
2
Advisory Research
Illinois
$13.6M
3
Victory Capital Management
3
Victory Capital Management
Texas
$50M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.93M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$49.2M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$320K
2
State Street
2
State Street
Massachusetts
$107M
3
Balyasny Asset Management
3
Balyasny Asset Management
Illinois
$728K
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$0
5
Renaissance Technologies
5
Renaissance Technologies
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PA
201
Parallel Advisors
California
$7K +$4.63K +123 +195%
PCM
202
Prelude Capital Management
New York
$6K -$180K -4,355 -97%
GAM
203
Gemmer Asset Management
California
$6K – – –
SFS
204
Sowell Financial Services
Arkansas
$6K +$662 +16 +12%
ACM
205
Allred Capital Management
Texas
$4.57K +$4.57K +120 New
LWA
206
Lenox Wealth Advisors
New York
$4K – – –
GWM
207
Geneos Wealth Management
Colorado
$4K – – –
Kayne Anderson Rudnick Investment Management
208
Kayne Anderson Rudnick Investment Management
California
$4K – – –
ST
209
Smithfield Trust
Pennsylvania
$4K – – –
ASN
210
Advisory Services Network
Georgia
$4K +$1.62K +41 +68%
APA
211
American Portfolios Advisors
New York
$3.5K +$2.44K +64 +229%
CAW
212
Cornerstone Advisors (Washington)
Washington
$3K – – –
OPS
213
Orion Portfolio Solutions
Nebraska
$3K +$3K +85 New
FRA
214
Front Row Advisors
California
$2K – – –
LC
215
Lindbrook Capital
California
$2K – – –
CFA
216
Carroll Financial Associates
North Carolina
$1K – – –
QCG
217
Quadrant Capital Group
Ohio
$1K +$122 +6 +14%
Fifth Third Bancorp
218
Fifth Third Bancorp
Ohio
$1K +$1K +14 New
Arrowstreet Capital
219
Arrowstreet Capital
Massachusetts
– -$3.66M -105,251 Closed
Renaissance Technologies
220
Renaissance Technologies
New York
– -$3.4M -97,771 Closed
OAM
221
Oxford Asset Management
United Kingdom
– -$1.66M -47,811 Closed
OTPPB
222
Ontario Teachers' Pension Plan Board
Ontario, Canada
– -$1.42M -40,959 Closed
CCIA
223
Campbell & Co Investment Adviser
Maryland
– -$1.18M -33,885 Closed
Tudor Investment Corp
224
Tudor Investment Corp
Connecticut
– -$1.09M -31,427 Closed
D.E. Shaw & Co
225
D.E. Shaw & Co
New York
– -$648K -18,653 Closed
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