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Cathay General Bancorp

218 hedge funds and large institutions have $2.17B invested in Cathay General Bancorp in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 79 increasing their positions, 78 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $1.98B → $2.17B (+$186M)

4% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 25

1% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 78

0.02% more ownership

Funds ownership: 71.51%71.53% (+0.02%)

2% less funds holding

Funds holding: 223218 (-5)

99% less call options, than puts

Call options by funds: $15K | Put options by funds: $2.08M

Holders
218
Holders Change
-5
Holders Change %
-2.24%
% of All Funds
4.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
26
Increased
79
Reduced
78
Closed
25
Calls
$15K
Puts
$2.08M
Net Calls
-$2.07M
Net Calls Change
-$68K
Name Holding Trade Value Shares
Change
Change in
Stake
PA
201
Parallel Advisors
California
$7K +$4.5K +123 +195%
PCM
202
Prelude Capital Management
New York
$6K -$159K -4,355 -97%
GAM
203
Gemmer Asset Management
California
$6K
SFS
204
Sowell Financial Services
Arkansas
$6K +$585 +16 +12%
ACM
205
Allred Capital Management
Texas
$4.57K +$4.39K +120 New
GWM
206
Geneos Wealth Management
Colorado
$4K
Kayne Anderson Rudnick Investment Management
207
Kayne Anderson Rudnick Investment Management
California
$4K
LWA
208
Lenox Wealth Advisors
New York
$4K
ST
209
Smithfield Trust
Pennsylvania
$4K
ASN
210
Advisory Services Network
Georgia
$4K +$1.5K +41 +68%
APA
211
American Portfolios Advisors
New York
$3.5K +$2.34K +64 +229%
CAW
212
Cornerstone Advisors (Washington)
Washington
$3K
OPS
213
Orion Portfolio Solutions
Nebraska
$3K +$3.11K +85 New
FRA
214
Front Row Advisors
California
$2K
LC
215
Lindbrook Capital
California
$2K
CFA
216
Carroll Financial Associates
North Carolina
$1K
QCG
217
Quadrant Capital Group
Ohio
$1K +$219 +6 +14%
Fifth Third Bancorp
218
Fifth Third Bancorp
Ohio
$1K +$512 +14 New
Arrowstreet Capital
219
Arrowstreet Capital
Massachusetts
-$3.66M -105,251 Closed
Renaissance Technologies
220
Renaissance Technologies
New York
-$3.4M -97,771 Closed
OAM
221
Oxford Asset Management
United Kingdom
-$1.66M -47,811 Closed
OTPPB
222
Ontario Teachers' Pension Plan Board
Ontario, Canada
-$1.42M -40,959 Closed
CCIA
223
Campbell & Co Investment Adviser
Maryland
-$1.18M -33,885 Closed
Tudor Investment Corp
224
Tudor Investment Corp
Connecticut
-$1.09M -31,427 Closed
D.E. Shaw & Co
225
D.E. Shaw & Co
New York
-$648K -18,653 Closed

CATY Hedge Fund Activity: Q4 2019 in Review

218 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2019, worth a combined $2.17B — up 9.4% from $1.98B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new CATY positions and 25 closed out — a net gain of 1 holder — while 79 added to existing stakes and 78 trimmed.

The largest buyer was Principal Financial Group, adding an estimated $16M. The largest seller was Millennium Management, cutting an estimated $10.5M.

  • 218 institutional investors held Cathay General Bancorp (CATY) as of Q4 2019, down from 223 in Q3 2019.
  • Funds reported $2.17B of Cathay General Bancorp stock for Q4 2019, up 9.4% quarter-over-quarter.
  • 26 funds opened new Cathay General Bancorp positions in Q4 2019 and 25 closed out, a net change of +1 holder.
  • The largest Cathay General Bancorp buyer in Q4 2019 was Principal Financial Group, an estimated $16M added.
  • The largest Cathay General Bancorp seller in Q4 2019 was Millennium Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q4 2019.